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Christian Ronald Wintour

WINTOUR & COMPANY
WESTBURY, NY
·CRD# 5439185·17 years experience

Professional Summary

Christian Ronald Wintour, who also goes by C. Ron Wintour, is a registered financial advisor currently at WINTOUR & COMPANY, INC. located in Westbury, New York. Christian is registered as a RR (Registered Representative) and started their career in finance in 2011. Christian has worked at 1 firm and has passed the Series 63, Series 65, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

C. Ron Wintour

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

WINTOUR & COMPANY, INC.·CRD# 155448
BD
1. 213 Fulton Street, Westbury, NY 115902. Westbury, NY
October 12, 2011 - Present

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Current Firm

W&
WINTOUR & COMPANY, INC.

WINTOUR & COMPANY, INC.

CRD#: 155448 / SEC#: 8-68719
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

213 Fulton Street, Westbury, NY 11590

Mailing Address

213 Fulton Street, Westbury, NY 11590

Phone Number

(516) 535-0020

Established

New York since 08/30/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THE WINTOUR GROUP CORP.SHAREHOLDER—
WINTOUR, CHRISTIAN RONALDCEO, CCO, CFO & FINOP5439185

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(10/13/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2010About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2009About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Feb 2011About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Oct 2010About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2011About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christian Ronald Wintour's CRS (Customer Relationship Summary).

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