Kevin K. Wilson

TD SECURITIES (USA) LLC

New York, NY 10017

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CRD#: 5437711

Professional summary

Kevin Keith Wilson is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York and TD PRIME SERVICES LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2009. Kevin has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Keith Wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2009 - Present

TD SECURITIES (USA) LLC

Office #1: One Vanderbilt Avenue, New York, NY 10017

CRD#: 18476

New York, NY

Current

April 19, 2017 - Present

TD PRIME SERVICES LLC

Office #1: One Vanderbilt Avenue, New York, NY 10017

CRD#: 1914

New York, NY

Current

October 8, 2021 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

RIA

CRD#: 164484

New York, NY

Current

October 8, 2021 - Present

TD FINANCIAL PRODUCTS LLC

Office #1: One Vanderbilt Avenue, New York, NY 10017

CRD#: 154838

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(7/27/2022)

New York
(7/2/2009)

Exams

State Security Law Exam

Series 63

Date: 7/1/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/6/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 10/25/2012

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

TD FINANCIAL PRODUCTS LLC

HEADLANDS GLOBAL MARKETS, LLC | TD SECURITIES AUTOMATED TRADING LLC | TD FINANCIAL PRODUCTS LLC | HEADLANDS TECH GLOBAL MARKETS, LLC | HEADLANDS TECH GLOBAL MARKETS

CRD#: 154838 / SEC#: , 8-68677

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

71 S. Wacker Drive Suite 550, Chicago, IL 60606

Mailing Address

71 S. Wacker Drive Suite 550, Chicago, IL 60606

Phone number

(312) 601-8643

Established

Delaware since 07/21/2010

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TORONTO DOMINION HOLDINGS (U.S.A.) INC.	OWNER
GIBSON, GLENN	CHIEF EXECUTIVE OFFICER	5659024
JENKINS, CHRISTINE J	FINANCIAL & OPERATIONS PRINCIPAL	4911933
MANNION, MARTIN	CO-HEAD OF ELECTRONIC TRADING	4830837
ORTIZ, JORGE LUIS	CHIEF FINANCIAL OFFICER	2725922
PETROU, CHRISTINA A	CHIEF OPERATING OFFICER	4007468
SCHRAGER, MATTHEW	CO-HEAD OF ELECTRONIC TRADING	6488305
SUNDRAM, JEFFREY JOSEPH RODRIGUES	CHIEF COMPLIANCE OFFICER	6191294

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin K. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Keith Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIME SERVICES LLC

TD PRIVATE CLIENT WEALTH LLC

TD FINANCIAL PRODUCTS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/1/2009

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/6/2009

Series 27

Date: 10/25/2012

FINRA

Nasdaq Stock Market

Current Firm

TD FINANCIAL PRODUCTS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TD FINANCIAL PRODUCTS LLC

TRUST BUT VERIFY

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