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FIRM PROFILE
Overview
TD PRIME SERVICES LLC is located at One Vanderbilt Avenue, New York, NY 10017 and was first established at New York, New York in 01/01/1996. After operating for 30 years, TD PRIME SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TD PRIME SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. TD PRIME SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TD PRIME SERVICES LLC are registered to handle securities or provide financial advice. The firm has 11 disclosures, 11 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TD PRIME SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TD PRIME SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TD PRIME SERVICES LLC Comes From
Understanding the Statistics for TD PRIME SERVICES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Vanderbilt Avenue, New York, NY 10017
One Vanderbilt Avenue, New York, NY 10017
Small
(212) 827-7000
New York since 01/01/1996
Limited Liability Company
October
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | ||
| BALDASSANO, MATTHEW ANTHONY | MANAGING DIRECTOR, HEAD OF PRIME SERVICES | 1645834 | |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 | |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 | |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER | 2725922 | |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 | |
| PRINCIPATO, ANTHONY JOSEPH | PRINCIPAL OPERATIONS OFFICER / HEAD OF OPERATIONS | ||
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 |
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Advisor's working at TD PRIME SERVICES LLC
Katelyn Liu
Genevieve Scocozza
Annette Jennifer Barone
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