Robert Fanizzi
Professional summary
Robert Fanizzi, who also goes by Rob Hart, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Hauppauge, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Fanizzi's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2022 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: 1600 Expressway Drive South Suite 200, Hauppauge, NY 11788August 20, 2014 - December 13, 2022
LAIDLAW & COMPANY (UK) LTD.
December 14, 2011 - August 22, 2014
GLOBAL ARENA CAPITAL CORP
April 19, 2010 - December 19, 2011
ROCKWELL GLOBAL CAPITAL LLC
February 8, 2010 - May 10, 2010
QA3 FINANCIAL CORP.
September 12, 2008 - February 12, 2010
J.D. NICHOLAS & ASSOCIATES, INC.
October 17, 2007 - October 9, 2008
FIRST MIDWEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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