BL
Brent W. Lee
CONCORDE ASSET MANAGEMENT
Williston, ND 58801
Some features on this profile are disabled
CRD#: 5436195
BL
Professional summary
Brent Wayne Lee is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Williston, North Dakota and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brent has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT;INVESTMENT RELATED, ;125 MAIN STREET, SUITE 250 WILLISTON ND 58801;FIXED INSURANCES SALES;INDEPENDENT INSURANCE AGENT;07/27/2011;160;160;SALES OF FIXED INSURANCE; 2)TRUWEALTH FINANCIAL,INVESTMENT RELATED,113 WASHINGTON AVE STE 102, WILLISTON, ND 58801,FINANCIAL SERVICES/DBA,CO-OWNER,11/11/2013,180,160,Financial Services and Financial Planning. Consulting fees for ongoing data gathers practices with other professionals including planning attorney and business consultant. We invoice and accept consulting fees from these professionals. 3)CONCORDE ASSET MANAGEMENT, LLC., INVESTMENT RELATED, WILLISTON, ND., INVESTMENT ADVISOR REPRESENTATIVE, SALES AND SERVICE, FULL TIME. 4) Concorde Insurance Agency; 125 Mail Street, Suite 250, Williston, ND 58801. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 5) Bakken Capital Advisors, LLC, dba Landowner Exchange. Investment Related. Start date 12/2018. Williston, ND. Member. Nature of the business is to market and provide 1031/1033 DST options. 6-10 hours/month during trading hours. 6) Meadowlark Enterprises. Non-investment related. Start date 01/2022. Williston, ND. Owner of Christmas tree farm development. 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Wayne Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2016 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 125 Main Street Ste 207, Williston, ND 58801RIA
CRD#: 140367
Williston, ND
Current
July 1, 2016 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108Office #2: 125 Main Street Suite 250, Williston, ND 58801BD
CRD#: 151604
Ann Arbor, MI
Past
November 3, 2014 - July 27, 2016
LEBENTHAL WEALTH ADVISORS, LLC
RIA
CRD#: 169612
WILLISTON, ND
Past
October 30, 2014 - July 27, 2016
LEBENTHAL & CO., LLC
BD
CRD#: 145750
Williston, ND
Past
May 13, 2013 - October 30, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WILLISTON, ND
Past
July 27, 2011 - October 30, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WILLISTON, ND
Past
November 2, 2007 - June 10, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
MINNETONKA, MN
Past
November 2, 2007 - June 10, 2011
CRI SECURITIES, LLC
BD
CRD#: 22589
MINNETONKA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/11/2025)
RR
Arizona(9/21/2017)
IAR
Arizona(1/31/2019)
RR
California(8/10/2016)
IAR
California(8/20/2018)
RR
Colorado(7/1/2016)
IAR
Colorado(4/30/2019)
RR
Florida(5/16/2018)
IAR
Florida(8/25/2025)
RR
Idaho(10/4/2021)
RR
Kansas(1/5/2023)
RR
Maine(12/11/2023)
IAR
Maryland(9/29/2025)
RR
Maryland(10/30/2025)
RR
Minnesota(7/1/2016)
IAR
Minnesota(4/27/2017)
RR
Montana(8/30/2017)
IAR
Montana(3/28/2019)
RR
New York(10/1/2024)
IAR
North Carolina(3/1/2018)
RR
North Carolina(2/16/2024)
RR
North Dakota(7/1/2016)
IAR
North Dakota(7/9/2016)
IAR
South Carolina(1/11/2023)
RR
South Dakota(1/5/2017)
IAR
South Dakota(8/23/2018)
RR
Texas(10/13/2023)
IAR
Texas(10/16/2023)
RR
Vermont(7/1/2016)
IAR
Vermont(4/9/2020)
RR
Wyoming(7/22/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
