Charles Clement Stavitski
Professional Summary
Charles Clement Stavitski is a registered financial advisor currently at ROOSEVELT & CROSS, INCORPORATED located in Stamford, Connecticut. Charles is registered as a RR (Registered Representative) and started their career in finance in 2007. Charles has worked at 1 firm and has passed the Series 63, Series 52TO, SIE, Series 79, Series 50, Series 7, Series 54, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
ROOSEVELT & CROSS, INCORPORATED
Contact Information
Main Address
140 Broadway 22nd Fl, New York, NY, 10005Mailing Address
140 Broadway 22nd Fl, New York, NY, 10005Phone Number
(212) 344-2500Established
New York since 04/19/1972Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FARAWELL, JOHN MADDEN | DIRECTOR | 1018554 |
| FINN, FRANCIS GREGORY | CHAIRMAN OF THE BOARD | 1019346 |
| BRENNAN, ELAINE MARIE | DIRECTOR | 720043 |
| HALLER, JOSEPH CROSS | DIRECTOR | 4826263 |
| MONAHAN, SCOTT THOMAS | DIRECTOR | 4882785 |
| STAVITSKI, CHARLES CLEMENT | CEO | 5435642 |
| WAGNER, DAVID CHARLES | DIRECTOR | 4249755 |
| WELSH, WILLIAM WALTER | 5% OWNER | 1602929 |
| CAWLEY, KATHLEEN | CCO | 1129804 |
| MOORE, DAVID WILLIAM | COO/SENIOR VICE PRESIDENT | 2209528 |
| SAKOL, DANIEL SCOTT | FINOP | 2813237 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(11/30/2011)
(10/18/2023)
(4/14/2008)
(4/29/2015)
(4/29/2015)
(10/8/2021)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(4/29/2015)
(10/18/2023)
(4/14/2008)
(11/30/2011)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(11/30/2011)
(4/14/2008)
(10/18/2023)
(4/14/2008)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(11/30/2011)
(10/18/2023)
(4/14/2008)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(4/29/2015)
(4/29/2015)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
(10/18/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Feb 2018About the Series 79 examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Jan 2017About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Dec 2019About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Charles Clement Stavitski's CRS (Customer Relationship Summary).
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