Joseph Cross Haller
Professional Summary
Joseph Cross Haller is a registered financial advisor currently at ROOSEVELT & CROSS, INCORPORATED located in Buffalo, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 1 firm and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
ROOSEVELT & CROSS, INCORPORATED
Contact Information
Main Address
140 Broadway 22nd Fl, New York, NY, 10005Mailing Address
140 Broadway 22nd Fl, New York, NY, 10005Phone Number
(212) 344-2500Established
New York since 04/19/1972Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FARAWELL, JOHN MADDEN | DIRECTOR | 1018554 |
| FINN, FRANCIS GREGORY | CHAIRMAN OF THE BOARD | 1019346 |
| BRENNAN, ELAINE MARIE | DIRECTOR | 720043 |
| HALLER, JOSEPH CROSS | DIRECTOR | 4826263 |
| MONAHAN, SCOTT THOMAS | DIRECTOR | 4882785 |
| STAVITSKI, CHARLES CLEMENT | CEO | 5435642 |
| WAGNER, DAVID CHARLES | DIRECTOR | 4249755 |
| WELSH, WILLIAM WALTER | 5% OWNER | 1602929 |
| CAWLEY, KATHLEEN | CCO | 1129804 |
| MOORE, DAVID WILLIAM | COO/SENIOR VICE PRESIDENT | 2209528 |
| SAKOL, DANIEL SCOTT | FINOP | 2813237 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/30/2023)
(11/30/2023)
(4/12/2007)
(11/30/2023)
(4/12/2007)
(3/19/2013)
(6/23/2015)
(11/30/2023)
(11/30/2023)
(11/9/2004)
(10/27/2023)
(11/30/2023)
(3/9/2010)
(11/30/2023)
(11/30/2023)
(11/30/2023)
(8/8/2022)
(11/19/2012)
(11/30/2023)
(1/11/2013)
(6/23/2015)
(2/12/2013)
(4/12/2007)
(4/16/2020)
(11/30/2023)
(6/27/2019)
(11/30/2023)
(11/30/2023)
(11/30/2023)
(11/30/2023)
(6/23/2015)
(11/30/2023)
(11/9/2004)
(4/12/2007)
(11/30/2023)
(4/13/2007)
(11/30/2023)
(12/2/2011)
(11/9/2004)
(11/30/2023)
(10/27/2023)
(4/12/2007)
(11/30/2023)
(11/30/2023)
(1/31/2018)
(11/30/2023)
(11/30/2023)
(2/4/2011)
(4/12/2007)
(11/30/2023)
(12/1/2011)
(11/30/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Cross Haller's CRS (Customer Relationship Summary).
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