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KT

Kaye H. Tahiliani

EXENCIAL WEALTH ADVISORS
Huntersville, NC 28078
Some features on this profile are disabled
CRD#: 5434695
KT

Professional summary

Kaye Haverstock Tahiliani, who also goes by Kaye Edwinna Haverstock, is a registered financial advisor currently at EXENCIAL WEALTH ADVISORS located in Huntersville, North Carolina.

Kaye is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kaye has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kaye Edwinna Haverstock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaye Haverstock Tahiliani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2020 - Present

EXENCIAL WEALTH ADVISORS

Office #1: 13801 Reese Boulevard Suite 155, Huntersville, NC 28078
RIA
CRD#: 130475
Huntersville, NC
Past

March 7, 2017 - July 10, 2020

WILLINGDON WEALTH MANAGEMENT LLC

RIA
CRD#: 129613
HUNTERSVILLE, NC
Past

July 3, 2013 - March 9, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

June 26, 2013 - March 9, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
CHARLOTTE, NC
Past

January 15, 2008 - April 12, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
CHARLOTTE, NC
Past

December 6, 2007 - April 12, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EXENCIAL WEALTH ADVISORS
BURNS ADVISORY GROUP | EXENCIAL WEALTH ADVISORS, LLC | EXENCIAL WEALTH ADVISORS | BURNS WEALTH MANAGEMENT, INC. | BURNS WEALTH MANAGEMENT INC. | BURNS ADVISORY GROUP/EXECUTIVE FINANCIAL GROUP

CRD#: 130475 / SEC#: 801-62789

RIA
Registered Investment Advisory firm - (2/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/21/2023)
IAR
Colorado
(4/10/2023)
IAR
Connecticut
(12/21/2023)
IAR
District of Columbia
(7/5/2023)
IAR
Florida
(6/9/2023)
IAR
Louisiana
(4/17/2023)
IAR
Michigan
(4/12/2023)
IAR
North Carolina
(6/9/2020)
IAR
Ohio
(4/13/2023)
IAR
Oklahoma
(6/11/2020)
IAR
Pennsylvania
(12/22/2023)
IAR
South Carolina
(4/13/2023)
IAR
Texas
(4/11/2023)
IAR
Virginia
(4/11/2023)
IAR
Washington
(4/10/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/14/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/9/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/4/2007
General Securities Representative Examination

Current Firm

EW
EXENCIAL WEALTH ADVISORS
BURNS ADVISORY GROUP | EXENCIAL WEALTH ADVISORS, LLC | EXENCIAL WEALTH ADVISORS | BURNS WEALTH MANAGEMENT, INC. | BURNS WEALTH MANAGEMENT INC. | BURNS ADVISORY GROUP/EXECUTIVE FINANCIAL GROUP

CRD#: 130475 / SEC#: 801-62789

RIA
Registered Investment Advisory firm - (2/9/2004 Approved)
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Contact information

Main Address
9108 N. Kelley Avenue, Oklahoma City, OK 73131
Mailing Address
Phone number
(405) 478-1971
Established
Firm type
Fiscal year end
# of Employees
117

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EXENCIAL WEALTH ADVISOR ADV 2A 3-25-2025 (3/25/2025)
2024 AUDITED BALANCE SHEET (3/25/2025)

Regulatory assets under management

Total Number of Accounts9,357
AUM (Assets Under Management)$ 5,301,377,514

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report
08/27/2024
Cover Page
Report
11/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXENCIAL WEALTH ADVISORS

CRD#: 130475Huntersville, NC 28078

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