Ginger D. Romero Pardlo

TSA MANAGEMENT

Glen Head, NY 11545

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CRD#: 5431221

Professional summary

Ginger Didi Romero Pardlo, who also goes by Ginger Romero Pardlo, Ginger Didi Romero, Ginger Romero Pardlo, is a registered financial advisor currently at TSA MANAGEMENT INC located in Glen Head, New York and HALLIDAY FINANCIAL, LLC located in Glen Head, New York.

Ginger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Ginger has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ginger Romero Pardlo | Ginger Didi Romero | Ginger Romero Pardlo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

American Community School of Abu Dhabi PTA PO Box 42114 Abu Dhabi, UAE Pall Mall Consultancy. PTA Treasurer is also a member of the Board of Trustees Finance Committee temporary assistant to the Managing Director. This is not investment related. In treasurer role I will have check writing authority. As PTA treasurer I estimate 4 hours a week and as temporary assistant 6 hours a week.. None of this will be spent during trading hours. No compensation as PTA treasurer and $14,400 annual as temporary assistant and will be getting a salary. Pall Mall Consultancy is a Sole Proprietorship and the American Community School is a non-profit. None of the employees have anything to do with Halliday Financial, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ginger Didi Romero Pardlo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2020 - Present

TSA MANAGEMENT INC

Office #1: 725 Glen Cove Ave, Glen Head, NY 11545

RIA

CRD#: 106440

Glen Head, NY

Current

August 6, 2015 - Present

HALLIDAY FINANCIAL, LLC

Office #1: 725 Glen Cove Avenue, Glen Head, NY 11545

CRD#: 31741

Glen Head, NY

Past

May 15, 2017 - December 31, 2019

TSA MANAGEMENT INC

RIA

CRD#: 106440

GLEN HEAD, NY

Past

December 19, 2007 - July 31, 2015

ASCENSUS BROKER DEALER SERVICES, LLC

CRD#: 36478

NEWTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/5/2022)

Indiana
(5/14/2024)

New Jersey
(8/6/2015)

IAR

New Jersey
(1/17/2020)

New York
(8/6/2015)

IAR

New York
(4/6/2021)

North Carolina
(9/27/2019)

South Carolina
(12/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/5/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

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Contact information

Main Address

725 Glen Cove Ave, Glen Head, NY 11545

Mailing Address

Phone number

(516) 676-3332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSA PORTFOLIO MANAGEMENT INC -ADV - 3-31-25 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	4,064
AUM (Assets Under Management)	$ 1,284,683,018

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ginger D. Romero Pardlo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ginger Didi Romero Pardlo's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALLIDAY FINANCIAL, LLC

TSA MANAGEMENT INC

ASCENSUS BROKER DEALER SERVICES, LLC

Primary Firm SEC Registration

TSA MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/5/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2007

FINRA

Current Firm

TSA MANAGEMENT INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TSA MANAGEMENT INC

TRUST BUT VERIFY

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