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FIRM PROFILE
Overview
HALLIDAY FINANCIAL, LLC is located at 725 Glen Cove Avenue, Glen Head, NY 11545 and was first established at Long Island, New York in 05/13/2013. After operating for 12 years, HALLIDAY FINANCIAL, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HALLIDAY FINANCIAL, LLC’s clients are individuals and 0% of their clients are high net worth individuals. HALLIDAY FINANCIAL, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HALLIDAY FINANCIAL, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HALLIDAY FINANCIAL, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HALLIDAY FINANCIAL, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HALLIDAY FINANCIAL, LLC Comes From
Understanding the Statistics for HALLIDAY FINANCIAL, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
725 Glen Cove Avenue, Glen Head, NY 11545
725 Glen Cove Anuene, Glen Head, NY 11545
Small
(516) 671-1099
New York since 05/13/2013
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HRC INVESTMENT SERVICES, INC. | DIRECT PARENT OF HALLIDAY FINANCIAL, LLC | ||
| PINO, RACHEL HOLSTE | FINOP, CCO, SUPERVISOR | 2381976 |
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Advisor's working at HALLIDAY FINANCIAL, LLC
James Joseph Pino
Richard John Dimaggio
Randall James Diamond
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