Bharminder Singh
Professional Summary
Bharminder Singh, who also goes by Ricky Singh, is a registered financial advisor currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York. Bharminder is registered as a RR (Registered Representative) and started their career in finance in 2007. Bharminder has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ricky Singh
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
PERICLES CAPITAL | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC
Contact Information
Main Address
360 Madison Ave 22nd Floor, New York, NY 10017Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017Phone Number
(212) 616-7700Established
Delaware since 05/04/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/19/2015)
(5/7/2015)
(6/10/2015)
(6/2/2015)
(4/6/2015)
(4/3/2015)
(4/9/2015)
(4/15/2015)
(4/7/2015)
(11/30/2022)
(4/27/2015)
(5/18/2015)
(4/2/2015)
(4/10/2015)
(4/8/2015)
(4/13/2015)
(4/10/2015)
(4/23/2015)
(6/12/2015)
(4/22/2015)
(12/5/2022)
(1/6/2023)
(5/12/2015)
(4/6/2015)
(5/12/2015)
(5/7/2015)
(4/14/2015)
(4/6/2015)
(6/8/2015)
(1/25/2023)
(4/7/2015)
(4/8/2015)
(4/6/2015)
(4/24/2015)
(5/14/2015)
(4/16/2015)
(5/7/2015)
(1/27/2016)
(4/3/2015)
(4/3/2015)
(4/13/2015)
(7/7/2015)
(5/21/2015)
(6/5/2015)
(4/13/2015)
(4/27/2015)
(4/7/2015)
(2/8/2016)
(4/14/2015)
(5/14/2015)
(1/22/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 2007SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bharminder Singh's CRS (Customer Relationship Summary).
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