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DL

Daryl Litwak

APOLLO GLOBAL SECURITIES
Palm Beach, FL 33480
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CRD#: 5427906
DL

Professional summary


Daryl Litwak is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in Palm Beach, Florida and ATHENE SECURITIES, LLC located in West Des Moines, Iowa.

Daryl is registered as a RR (Registered Representative) and started their career in finance in 2011. Daryl has worked at 6 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Daryl Litwak's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 25, 2021 - Present

APOLLO GLOBAL SECURITIES, LLC

Office #1: 2875 S Ocean Blvd Suite 200, Palm Beach, FL 33480
BD
CRD#: 153502
Palm Beach, FL
Current

March 19, 2024 - Present

ATHENE SECURITIES, LLC

Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266
BD
CRD#: 36867
West Des Moines, IA
Past

March 15, 2021 - May 20, 2021

BROOKFIELD PRIVATE ADVISORS LLC

BD
CRD#: 151423
New York, NY
Past

June 19, 2018 - May 13, 2021

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

October 13, 2017 - May 11, 2021

OCM INVESTMENTS, LLC

BD
CRD#: 128803
LOS ANGELES, CA
Past

October 11, 2011 - September 25, 2017

MORGAN STANLEY

BD
CRD#: 149777
STAMFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/4/2022)
RR
Alaska
(3/14/2022)
RR
Arizona
(1/4/2022)
RR
Arkansas
(1/4/2022)
RR
California
(3/14/2022)
RR
Colorado
(3/14/2022)
RR
Connecticut
(3/14/2022)
RR
Delaware
(3/14/2022)
RR
District of Columbia
(3/14/2022)
RR
Florida
(9/7/2021)
RR
Georgia
(1/4/2022)
RR
Hawaii
(3/14/2022)
RR
Idaho
(3/14/2022)
RR
Illinois
(3/14/2022)
RR
Indiana
(3/14/2022)
RR
Iowa
(3/14/2022)
RR
Kansas
(3/14/2022)
RR
Kentucky
(3/14/2022)
RR
Louisiana
(1/4/2022)
RR
Maine
(3/14/2022)
RR
Maryland
(3/14/2022)
RR
Massachusetts
(3/14/2022)
RR
Michigan
(3/14/2022)
RR
Minnesota
(3/14/2022)
RR
Mississippi
(1/4/2022)
RR
Missouri
(3/14/2022)
RR
Montana
(3/14/2022)
RR
Nebraska
(3/14/2022)
RR
Nevada
(3/14/2022)
RR
New Hampshire
(3/14/2022)
RR
New Jersey
(3/14/2022)
RR
New Mexico
(3/14/2022)
RR
New York
(5/25/2021)
RR
North Carolina
(1/4/2022)
RR
North Dakota
(3/14/2022)
RR
Ohio
(3/15/2022)
RR
Oklahoma
(1/4/2022)
RR
Oregon
(3/14/2022)
RR
Pennsylvania
(3/14/2022)
RR
Puerto Rico
(3/14/2022)
RR
Rhode Island
(3/14/2022)
RR
South Carolina
(1/4/2022)
RR
South Dakota
(3/14/2022)
RR
Tennessee
(1/4/2022)
RR
Texas
(1/4/2022)
RR
Utah
(3/14/2022)
RR
Vermont
(3/14/2022)
RR
Virgin Islands
(3/14/2022)
RR
Virginia
(3/14/2022)
RR
Washington
(3/14/2022)
RR
West Virginia
(3/14/2022)
RR
Wisconsin
(3/14/2022)
RR
Wyoming
(3/14/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 11/21/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 3/26/2012
Futures Managed Funds Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ATHENE SECURITIES, LLC
ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC

CRD#: 36867 / SEC#: , 8-47499

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Mailing Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Phone number
(515) 342-4616
Established
Indiana since 04/21/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ATHENE USA CORPORATIONATHENE SECURITIES, LLC
BATTERSON, CHAD MPRESIDENT, COO, FINOP4880009
BURTON, SHEILA SUECHIEF COMPLIANCE OFFICER
GEYELIN, ANTONY LAUSSAT IIIVICE PRESIDENT4605388
HUNT, ANGELA JEANCOMPLIANCE OFFICER7192588

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATHENE SECURITIES, LLC

CRD#: 36867Palm Beach, FL 33480

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