Robert David Schaff
CFP®, CIMA®Professional Summary
Robert David Schaff, CFP®, CIMA®, who also goes by Robert David Schaff, Robert Schaff, is a registered financial advisor currently at IA NETWORK, LLC located in Charlotte, North Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Pinehurst, North Carolina. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 10 firms and has passed the Series 66, Series 99TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert David Schaff, Robert Schaff
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Current Firm
IA NETWORK | UPTOWN PARTNERS ADVISORY | UPTOWN PARTNERS | TICE MCNINCH | STOCKHAM FINANCIAL CHARLOTTE | STOCKHAM FINANCIAL | IAN | IA NETWORK, LLC
Contact Information
Main Address
210 N Church St Suite 1905, Charlotte, NC 28202Phone Number
(704) 272-1211# of Employees
5SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
593AUM (Assets Under Management)
$199,538,173Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Primary Firm SEC Registration
IA NETWORK | UPTOWN PARTNERS ADVISORY | UPTOWN PARTNERS | TICE MCNINCH | STOCKHAM FINANCIAL CHARLOTTE | STOCKHAM FINANCIAL | IAN | IA NETWORK, LLC
State Registrations and Notice Filings
(5/16/2019)
(3/25/2022)
(1/5/2026)
(1/27/2026)
(5/16/2019)
(4/17/2026)
(6/21/2022)
(1/5/2026)
(11/11/2022)
(3/10/2023)
(1/27/2026)
(1/27/2026)
(3/11/2024)
(5/16/2019)
(3/25/2022)
(5/16/2019)
(10/6/2022)
(6/21/2022)
(5/16/2019)
(1/27/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Robert David Schaff's CRS (Customer Relationship Summary).
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
