Elizabeth A. Coleman
Professional summary
Elizabeth Anne Coleman is a registered financial professional currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2008. Elizabeth has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Anne Coleman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2008 - Present
THORNBURG SECURITIES LLC
Office #1: 2300 North Ridgetop Road, Santa Fe, NM 87506State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2008)
Exams
FINRA
Current Firm
THORNBURG SECURITIES LLC
CRD#: 14857 / SEC#: , 8-31249
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Red Flags
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