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ZB

Zoe E. Brizzolara

COMMONFUND SECURITIES
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 5424054
ZB

Professional summary

Zoe Elizabeth Brizzolara is a registered financial professional currently at COMMONFUND SECURITIES, INC. located in San Francisco, California.

Zoe is registered as a RR (Registered Representative) and started their career in finance in 2015. Zoe has worked at 2 firms and has passed the Series 63, Series 31, SIE, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zoe Elizabeth Brizzolara's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 21, 2021 - Present

COMMONFUND SECURITIES, INC.

Office #1: One Embarcadero Center Suite 1520, San Francisco, CA 94111
BD
CRD#: 43541
San Francisco, CA
Past

April 16, 2018 - April 16, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

June 29, 2015 - October 13, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/26/2024)
RR
Arizona
(7/21/2021)
RR
California
(7/21/2021)
RR
Colorado
(3/24/2025)
RR
Florida
(7/21/2021)
RR
Hawaii
(7/21/2021)
RR
Idaho
(5/23/2025)
RR
Minnesota
(7/21/2021)
RR
Missouri
(3/24/2025)
RR
Nevada
(7/21/2021)
RR
New Mexico
(11/27/2024)
RR
Oregon
(7/21/2021)
RR
South Dakota
(5/23/2025)
RR
Texas
(7/21/2021)
RR
Utah
(11/27/2024)
RR
Washington
(7/21/2021)
RR
Wyoming
(11/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/13/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 8/16/2021
Futures Managed Funds Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/29/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 5/6/2025
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

CS
COMMONFUND SECURITIES, INC.
COMMONFUND SECURITIES, INC. | ENDOWMENT SERVICES, INC.

CRD#: 43541 / SEC#: , 8-50337

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
601 Merritt 7, Norwalk, CT 06851
Mailing Address
601 Merritt 7, Norwalk, CT 06851
Phone number
(203) 563-5000
Established
Delaware since 05/30/1997
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COMMONFUND HOLDING COMPANY, INC.SHAREHOLDER
BARD, NANCY KIERNANMANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS1324063
CERASUOLO, VIOLETTACHIEF COMPLIANCE OFFICER5362546
DURRELL, SUSAN KERRMANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS2945336
HARITON, ANITA LYNNEPRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS4104946
SPONGBERG, JONATHAN DTREASURER5521666

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMMONFUND SECURITIES, INC.

CRD#: 43541San Francisco, CA 94111

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