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Stephen J. Stulb
IRONVIEW CAPITAL MANAGEMENT
Conshohocken, PA 19428
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CRD#: 5422997
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Professional summary
Stephen Joseph Stulb, who also goes by Stephen J Stulb, is a registered financial advisor currently at IRONVIEW CAPITAL MANAGEMENT, LLC located in Conshohocken, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Stephen has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen J Stulb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Colony Lane Capital, LLC; investment related, 4 Tower Bridge 200 Barr Harbor Drive, Suite 400, Conshohocken, PA 19462,Owner, Start Date 02/2020, Sale of Fixed Insurance services (Life, health, fixed annuity, long-term care, disability), Estimated 5hours per month (1-2 per month during trading hours), Duties include: the evaluation, sale and servicing of fixed insurance products (non-variable life, disability, long-term care, accident & health). SOME FORM OF REVENUE SHARE BASED ON NEWBUSINESS BROUGHT TO THE FIRM. MR. STULB HAS NOT DETERMINED THE SPECIFICS YET.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Joseph Stulb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2014 - Present
IRONVIEW CAPITAL MANAGEMENT, LLC
Office #1: 200 Barr Harbor Drive, Suite 400, Conshohocken, PA 19428RIA
CRD#: 150250
Conshohocken, PA
Past
June 19, 2012 - January 7, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
IRONVIEW CAPITAL MANAGEMENT, LLC
BERGIN & CO., LLC | MULLEN, BERGIN, ROBERTS & CO | IRONVIEW CAPITAL MANAGEMENT, LLC | IRONVIEW CAPITAL MANAGEMENT | BERGIN, ROBERTS & CO. LLC
CRD#: 150250 / SEC#: 801-78950
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Florida
Registered Investment Advisory firm - (1/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (1/13/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/8/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(8/19/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
IC
IRONVIEW CAPITAL MANAGEMENT, LLC
BERGIN & CO., LLC | MULLEN, BERGIN, ROBERTS & CO | IRONVIEW CAPITAL MANAGEMENT, LLC | IRONVIEW CAPITAL MANAGEMENT | BERGIN, ROBERTS & CO. LLC
CRD#: 150250 / SEC#: 801-78950
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Florida
Registered Investment Advisory firm - (1/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (1/13/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/8/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Barr Harbor Drive, Suite 400, Conshohocken, PA 19428
Mailing Address
Phone number
(215) 793-0111
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 413 |
| AUM (Assets Under Management) | $ 1,146,358,881 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
