PL
Peter J. Lopresti
ALLSTATE FINANCIAL ADVISORS
Chester, NY 10918-1308
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CRD#: 5422032
PL
Professional summary
Peter Joseph Lopresti, who also goes by Peter J Lopresti, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Chester, New York and ALLSTATE FINANCIAL SERVICES, LLC located in Chester, New York.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Peter has worked at 7 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter J Lopresti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MOUNT SNOW GRAND SUMMIT RESORT POSITION: Joint owner with Ryanne LoPresti NATURE: Personal use quarter-share ownership that can potentially generate rental revenue that is split with the resort, less property fees/dues/taxes, reported on a 1099. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/25/2022 ADDRESS: 89 Grand Summit Way, West Dover VT 05356, United States DESCRIPTION: I manage a calendar through the Vail Resorts owner portal to either reserve for personal-use days or offer unused days into the rental pool. Rental revenue is split with the resort, less property fees/dues/taxes, reported on a 1099. WILTON RE LIFE INSURANCE POSITION: Life Insurance Agent NATURE: I receive trail commissions from Wilton Re life insurance policies. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2025 ADDRESS: 20 Glover Avenue, 4th Floor, Norwalk CT 06850, United States DESCRIPTION: I receive trail commissions from Wilton Re life insurance policies.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Joseph Lopresti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2023 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 69 Brookside Ave Ste 202, Chester, NY 10918-1308RIA
CRD#: 109524
Chester, NY
Current
August 1, 2023 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 69 Brookside Ave Ste 202, Chester, NY 10918-1308BD
CRD#: 18272
Chester, NY
Past
March 23, 2023 - July 28, 2023
MORGAN STANLEY
BD
CRD#: 149777
Purchase, NY
Past
July 28, 2014 - July 28, 2023
HARRISDIRECT LLC
RIA
CRD#: 42159
Purchase, NY
Past
June 2, 2014 - July 28, 2023
E*TRADE SECURITIES LLC
BD
CRD#: 29106
Purchase, NY
Past
December 23, 2009 - May 16, 2014
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
WHITE PLAINS, NY
Past
October 19, 2007 - November 2, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
SHRUB OAK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/29/2025)
RR
Connecticut(8/1/2023)
RR
Florida(8/1/2023)
RR
Nevada(8/29/2025)
RR
New Jersey(8/1/2023)
RR
New York(8/1/2023)
IAR
New York(8/1/2023)
RR
Pennsylvania(8/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/1/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Chester, NY 10918-1308TRUST BUT VERIFY
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