Greg M. Rosen

LAUREL OAK WEALTH MANAGEMENT | Financial Advisor

MARLTON, NJ 08053

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CRD#: 5421876

Professional summary

Greg M Rosen, who also goes by Greg Rosen, Greg Marc Rosen, is a registered financial advisor currently at LAUREL OAK WEALTH MANAGEMENT, LLC located in Marlton, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Greg has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Estate Planning Strategies

Retirement Planning Strategies

Tax Planning Strategies

Are you a "fiduciary"?

Yes

Aliases

Greg Rosen | Greg Marc Rosen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Laurel Oak Wealth Management Group. Investment related. At registered location. RIA. COO. Start date: 07/2025. 160 hrs/month; all during trading hours. COO. 2. Fixed Insurance. Investment related. At registered location. Fixed/traditional insurance. Agent. Start date: 07/2025. 10 hrs/month; all during trading hours. Provide insurance advice based on the needs of client(s).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg M Rosen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2025 - Present

LAUREL OAK WEALTH MANAGEMENT, LLC

Office #1: 525 Nj-73 Suite 200, Marlton, NJ 08053

RIA

CRD#: 336824

MARLTON, NJ

Current

July 29, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: Five Greentree Center 525 Nj 73; Suite 200, Marlton, NJ 08053

CRD#: 35747

ALBANY, NY

Past

May 10, 2019 - August 7, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NEWARK, DE

Past

May 10, 2019 - August 7, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEWARK, DE

Past

November 8, 2011 - May 14, 2019

MORGAN STANLEY

RIA

CRD#: 149777

WARREN, NJ

Past

November 8, 2011 - May 14, 2019

MORGAN STANLEY

CRD#: 149777

WARREN, NJ

Past

July 7, 2008 - November 16, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BRIDGEWATER, NJ

Past

March 19, 2008 - November 16, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BRIDGEWATER, NJ

Past

November 7, 2007 - December 17, 2007

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BRIDGEWATER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/29/2025)

Connecticut
(7/29/2025)

IAR

Delaware
(7/23/2025)

Delaware
(7/29/2025)

Florida
(7/29/2025)

Georgia
(7/29/2025)

Massachusetts
(7/29/2025)

Nevada
(7/29/2025)

IAR

New Jersey
(7/23/2025)

New Jersey
(7/29/2025)

New York
(7/29/2025)

North Carolina
(7/29/2025)

Pennsylvania
(7/29/2025)

Texas
(7/29/2025)

Wyoming
(7/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/5/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LAUREL OAK WEALTH MANAGEMENT, LLC

LAUREL OAK WEALTH MANAGEMENT GROUP, LLC | TAORMINA WEALTH ADVISORY GROUP LLC | LAUREL OAK WEALTH MANAGEMENT, LLC

CRD#: 336824 / SEC#: 801-133907

RIA

Registered Investment Advisory firm - (7/18/2025 120-Day Approval)

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Contact information

Main Address

525 Nj-73 Suite 200, Marlton, NJ 08053

Mailing Address

Phone number

(856) 519-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV SUPPLEMENT WRAP BROCHURE - LAUREL OAK WEALTH MANAGEMENT (11/14/2025)

ADV 2A DISCLOSURE BROCHURE - LAUREL OAK WEALTH MANAGEMENT (11/14/2025)

Regulatory assets under management

Total Number of Accounts	4,525
AUM (Assets Under Management)	$ 1,336,284,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Greg M. Rosen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg M Rosen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/5/2008

Series 6

Date: 11/6/2007

FINRA

Current Firm

LAUREL OAK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAUREL OAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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