Natalie J. Stephens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natalie Jane Stephens, who also goes by Natalie J Ayre, Natalie Jane Ayre, Natalie Jane Stephens, was a registered financial professional .
Natalie is a previously registered financial professional and started their career in finance in 2008. Natalie had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2025 - May 12, 2026
STRATCAP SECURITIES, LLC
February 28, 2025 - August 1, 2025
THIRD SEVEN CAPITAL LLC
February 24, 2022 - August 8, 2024
WEALTHFORGE SECURITIES, LLC
January 6, 2021 - February 9, 2022
PACIFIC OAK CAPITAL MARKETS, LLC
January 10, 2012 - November 3, 2020
GRIFFIN CAPITAL SECURITIES, LLC
July 20, 2011 - January 6, 2012
GRUBB & ELLIS CAPITAL CORPORATION
November 9, 2010 - July 11, 2011
KBS CAPITAL MARKETS GROUP LLC
January 23, 2008 - November 4, 2010
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
STRATCAP SECURITIES, LLC
CRD#: 151152 / SEC#: , 8-68338
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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