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JW

Jonathan F. Woodward

PULLIAM FAMILY OFFICE
CRESTED BUTTE, CO 81224
Some features on this profile are disabled
CRD#: 5418719
JW

Professional summary

Jonathan Frank Woodward, who also goes by Jon Frank Woodward, Jonathan Woodward, is a registered financial advisor currently at PULLIAM FAMILY OFFICE, LLC located in Crested Butte, Colorado and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jonathan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jon Frank Woodward | Jonathan Woodward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Frank Woodward's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

PULLIAM FAMILY OFFICE, LLC

Office #1: 426 Belleview Ave Suite 104, Crested Butte, CO 81224
RIA
CRD#: 338839
CRESTED BUTTE, CO
Current

January 2, 2026 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
SUMMIT, NJ
Past

July 19, 2023 - October 23, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
CRESTED BUTTE, CO
Past

July 19, 2023 - October 23, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
CRESTED BUTTE, CO
Past

October 12, 2018 - July 19, 2023

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
FRISCO, CO
Past

October 12, 2018 - July 19, 2023

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
FRISCO, CO
Past

July 23, 2015 - June 9, 2017

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
CRESTED BUTTE, CO
Past

July 23, 2015 - June 9, 2017

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
CRESTED BUTTE, CO
Past

March 8, 2012 - October 8, 2013

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA
CRD#: 44430
BOONE, NC
Past

March 7, 2012 - October 8, 2013

FIRST CITIZENS INVESTOR SERVICES, INC.

BD
CRD#: 44430
BOONE, NC
Past

January 4, 2011 - June 29, 2011

SYNOVUS SECURITIES, INC.

RIA
CRD#: 14023
HUNTSVILLE, AL
Past

December 17, 2010 - June 29, 2011

SYNOVUS SECURITIES, INC.

BD
CRD#: 14023
HUNTSVILLE, AL
Past

March 24, 2008 - July 19, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NEWLAND, NC
Past

December 4, 2007 - July 19, 2010

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NEWLAND, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(1/2/2026)
IAR
Colorado
(4/1/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/21/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/6/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/9/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/9/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/3/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PULLIAM FAMILY OFFICE, LLC
PULLIAM FAMILY OFFICE, LLC

CRD#: 338839 / SEC#: 801-134600

RIA
Registered Investment Advisory firm - (12/8/2025 120-Day Approval)
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Contact information

Main Address
426 Belleview Ave., Ste 203, Crested Butte, CO 81224
Mailing Address
Phone number
(972) 947-9400
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (9/19/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PULLIAM FAMILY OFFICE, LLC

CRD#: 338839Crested Butte, CO 81224

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