Brian Omahony
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Omahony, who also goes by Brian O'mahony, Brian N O'mahony, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2011. Brian had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2019 - August 27, 2020
GOODBODY SECURITIES INC
August 21, 2017 - April 5, 2018
VIRTU ITG LLC
June 7, 2016 - June 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 2011 - June 8, 2016
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOODBODY SECURITIES INC
CRD#: 135790 / SEC#: , 8-66955
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOODBODY STOCKBROKERS UNLIMITED COMPANY | SHAREHOLDER | |
| CONNOLLY, LYNNESSA JUDE | NON-EXECUTIVE BOARD MEMBER | 7862283 |
| CURTIN, PAUL BERNARD | BOARD MEMBER | 2532340 |
| DONNELLY, MATTHEW | CCO | 7080384 |
| EASON, ROBERT VICTOR | NON-EXECUTIVE BOARD MEMBER | 7862287 |
| GLYNN, MICHAEL GERARD | FINOP/PFO | 3219445 |
| HUGGARD, IAN MCGINTY | CHIEF EXECUTIVE OFFICER/ DIRECTOR | 2004081 |
| MAGUIRE, CHARLES JOHN | PRINCIPAL OPERATIONS OFFICER | 5885741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
