Matthew J. Sigel

VAN ECK SECURITIES

New York, NY 10017-4033

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CRD#: 5411498

Professional summary

Matthew Joel Sigel is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 3 firms and has passed the Series 66, Series 63, Series 87, Series 86, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Joel Sigel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2022 - Present

VAN ECK SECURITIES CORPORATION

Office #1: 666 Third Avenue 9th Floor, New York, NY 10017-4033

CRD#: 2269

New York, NY

Past

January 4, 2019 - April 14, 2021

CLSA AMERICAS, LLC

RIA

CRD#: 165533

NEW YORK, NY

Past

February 15, 2013 - April 14, 2021

CLSA AMERICAS, LLC

CRD#: 165533

NEW YORK, NY

Past

August 10, 2011 - June 10, 2013

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/13/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/16/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 12/21/2020

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 12/15/2020

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/20/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VAN ECK SECURITIES CORPORATION

I. I. I. SECURITIES CORPORATION | VE | VANECK | VAN ECK SECURITIES CORPORATION

CRD#: 2269 / SEC#: , 8-4618

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

666 Third Avenue 9th Floor, New York, NY 10017-4033

Mailing Address

666 Third Avenue 9th Floor, New York, NY 10017-4033

Phone number

(212) 293-2000

Established

Delaware since 08/01/1955

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VAN ECK ASSOCIATES CORPORATION	100% OWNER & PARENT
GOZZILLO, FRANCESCO MICHAEL	CHIEF COMPLIANCE OFFICER	2099916
RAPPAPORT, LEE ROBERT	VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR	4682842
SIMON, JONATHAN RICH	SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR	5313394
VANECK, JAN FREDERICK	PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR	1695680

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Matthew J. Sigel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Joel Sigel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLSA AMERICAS, LLC

CLSA AMERICAS, LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2019

Series 63

Date: 8/16/2011

Series 87

Date: 12/21/2020

Series 86

Date: 12/15/2020

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2011

Series 24

Date: 6/20/2019

FINRA

Current Firm

VAN ECK SECURITIES CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VAN ECK SECURITIES CORPORATION

TRUST BUT VERIFY

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