AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AL

Adam Donald Long

HEADLANDS TECHNOLOGIES SECURITIES
CHICAGO, IL
·CRD# 5411438·19 years experience

Professional Summary

Adam Donald Long is a registered financial advisor currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Chicago, Illinois. Adam is registered as a RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 5 firms and has passed the Series 63, Series 66, Series 57TO, SIE, Series 3, Series 7, Series 4, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Chicago, IL · CRD#
View profile
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Years of Experience

19 years in the financial services industry

Current & Past Employments

HEADLANDS TECHNOLOGIES SECURITIES, LLC·CRD# 288960
BD
1. 110 N. Wacker Drive 54th Floor, Chicago, IL 606062. 110 N. Wacker Drive 54th Floor, Chicago, IL 60606
September 28, 2018 - Present
TD FINANCIAL PRODUCTS LLC·CRD# 154838
BD
Chicago, IL
February 17, 2016 - July 1, 2021
JUMP TRADING, LLC·CRD# 106124
BD
Chicago, IL
October 17, 2014 - February 12, 2016
JUMP TRADING, LLC·CRD# 106124
BD
Chicago, IL
April 30, 2010 - January 3, 2013
OPTIVER US LLC·CRD# 128030
BD
Chicago, IL
January 29, 2009 - April 27, 2010
SANCTUARY SECURITIES, INC.·CRD# 205
RIA
Chicago, IL
December 14, 2007 - January 27, 2009
SANCTUARY SECURITIES, INC.·CRD# 205
BD
Chicago, IL
October 3, 2007 - January 27, 2009

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Current Firm

HT
HEADLANDS TECHNOLOGIES SECURITIES, LLC

HEADLANDS TECHNOLOGIES SECURITIES, LLC

CRD#: 288960 / SEC#: 8-69969
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Mailing Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Phone Number

(312) 601-8774

Established

Delaware since 05/08/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
HEADLANDS TECH HOLDINGS, LLCHOLDING COMPANY—
ANDRESEN, MATTHEW FREDERICKCEO2524246
LONG, ADAM DONALDCCO5411438
MUNROE, NICHOLAS STUARTCOO5899002
VANDER LAAN, JOHN CHARLESCFO/PFO/FINOP6591178

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2016About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Dec 2007About the Series 66 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 2007About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Oct 2011About the Series 4 exam

Series 14 — Compliance Officer Examination

Passed Nov 2008About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2008About the Series 24 exam
FINRA
SRO Registrations
NYSE Texas, Inc.
SRO Registrations

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Adam Donald Long's CRS (Customer Relationship Summary).

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
AL
Follow Adam
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required