AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
AL

Adam D. Long

HEADLANDS TECHNOLOGIES SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5411438
AL

Professional summary


Adam Donald Long is a registered financial professional currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Chicago, Illinois.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 5 firms and has passed the Series 63, Series 66, Series 57TO, SIE, Series 3, Series 7, Series 4, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Adam Donald Long's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 28, 2018 - Present

HEADLANDS TECHNOLOGIES SECURITIES, LLC

Office #1: 110 N. Wacker Drive 54th Floor, Chicago, IL 60606Office #2: 110 N. Wacker Drive 54th Floor, Chicago, IL 60606
BD
CRD#: 288960
Chicago, IL
Past

February 17, 2016 - July 1, 2021

TD FINANCIAL PRODUCTS LLC

BD
CRD#: 154838
CHICAGO, IL
Past

October 17, 2014 - February 12, 2016

JUMP TRADING, LLC

BD
CRD#: 106124
CHICAGO, IL
Past

April 30, 2010 - January 3, 2013

JUMP TRADING, LLC

BD
CRD#: 106124
CHICAGO, IL
Past

January 29, 2009 - April 27, 2010

OPTIVER US LLC

BD
CRD#: 128030
CHICAGO, IL
Past

December 14, 2007 - January 27, 2009

SANCTUARY SECURITIES, INC.

RIA
CRD#: 205
CHICAGO, IL
Past

October 3, 2007 - January 27, 2009

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/29/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/13/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 11/11/2008
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Texas, Inc.

Current Firm


HT
HEADLANDS TECHNOLOGIES SECURITIES, LLC
HEADLANDS TECHNOLOGIES SECURITIES, LLC

CRD#: 288960 / SEC#: , 8-69969

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606
Mailing Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606
Phone number
(312) 601-8774
Established
Delaware since 05/08/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
HEADLANDS TECH HOLDINGS, LLCHOLDING COMPANY
ANDRESEN, MATTHEW FREDERICKCEO2524246
LONG, ADAM DONALDCCO5411438
MUNROE, NICHOLAS STUARTCOO5899002
VANDER LAAN, JOHN CHARLESCFO/PFO/FINOP6591178

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HEADLANDS TECHNOLOGIES SECURITIES, LLC

CRD#: 288960Chicago, IL 60606

TRUST BUT VERIFY

Monitor Adam Long

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics