Martha Elizabeth Soto Aceves
Professional Summary
Martha Elizabeth Soto Aceves, who also goes by Martha E Soto, is a registered financial advisor currently at INVESTMENT PLACEMENT GROUP located in San Diego, California. Martha is registered as a RR (Registered Representative) and started their career in finance in 2010. Martha has worked at 1 firm and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Martha E Soto
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
INVESTMENT PLACEMENT GROUP
Contact Information
Main Address
501 West Broadway Suite 1350, San Diego, CA 92101Mailing Address
501 West Broadway Suite 1350, San Diego, CA 92101Phone Number
(619) 326-1200Established
California since 05/18/1983Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AGCX TRUST | SHAREHOLDER | — |
| THE BENREY FAMILY TRUST | SHAREHOLDER | — |
| THEMIS INVESTMENT INC. | SHAREHOLDER | — |
| BENREY, ALBERTO | TRUSTEE OF THE BENREY FAMILY TRUST | 4290443 |
| BENREY, NADIN | TRUSTEE OF THE BENREY FAMILY TRUST | 8214771 |
| GONZALEZRUBIO, ADOLFO | CHAIRMAN/CEO/TRUSTEE OF THE AGCX TRUST | 2385116 |
| GUTIERREZ GONZALEZ RUBIO, PATRICIA | TRUSTEE OF THE AGCX TRUST | 8214780 |
| LASHKARI, DARIUS NMN | CCO/AMLCO/POO/MUNICIPAL SECURITIES PRINCIPAL | 3061561 |
| SANCHEZ GAVITO, FRANCISCO XAVIER | CROP/SROP | 6205321 |
| SOTO ACEVES, MARTHA ELIZABETH | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 5409623 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Martha Elizabeth Soto Aceves's CRS (Customer Relationship Summary).
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