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Benton Datsun Chan

TRADEBOT SYSTEMS
KANSAS CITY, MO
·CRD# 5404721·19 years experience

Professional Summary

Benton Datsun Chan is a registered financial advisor currently at TRADEBOT SYSTEMS, INC. located in Kansas City, Missouri. Benton is registered as a RR (Registered Representative) and started their career in finance in 2007. Benton has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

TRADEBOT SYSTEMS, INC.·CRD# 116571
BD
1251 Nw Briarcliff Parkway Suite 700, Kansas City, MO 64116
September 18, 2007 - Present

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Current Firm

TS
TRADEBOT SYSTEMS, INC.

NORTHTOWN TRADING, LLC | TRADEBOT SYSTEMS, INC.

CRD#: 116571 / SEC#: 8-53557
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1251 Nw Briarcliff Parkway Suite 700, Kansas City, MO 64116

Mailing Address

1251 Nw Briarcliff Parkway Suite 700, Kansas City, MO 64116

Phone Number

(816) 285-6400

Established

Missouri since 10/12/1999

Firm Type

Corporation

Fiscal Year End

December

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CUMMINGS, DAVID RICHARDCHAIRMAN, PRESIDENT & CEO / BOARD OF DIRECTORS4463351
CHAN, BENTON DATSUNCHIEF COMPLIANCE OFFICER5404721
SCHULTE, ANTHONY JFINOP / TREASURER / BOARD OF DIRECTORS5624115
TOMLINSON, JENNIFER ANNCFO & DIRECTOR OF HUMAN RESOURCES / BOARD OF DIRECTORS5527368

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2007About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2007About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2011About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 2009About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Benton Datsun Chan's CRS (Customer Relationship Summary).

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