David Richard Cummings
Professional Summary
David Richard Cummings is a registered financial advisor currently at TRADEBOT SYSTEMS, INC. located in Kansas City, Missouri. David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
NORTHTOWN TRADING, LLC | TRADEBOT SYSTEMS, INC.
Contact Information
Main Address
1251 Nw Briarcliff Parkway Suite 700, Kansas City, MO 64116Mailing Address
1251 Nw Briarcliff Parkway Suite 700, Kansas City, MO 64116Phone Number
(816) 285-6400Established
Missouri since 10/12/1999Firm Type
CorporationFiscal Year End
DecemberFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Richard Cummings's CRS (Customer Relationship Summary).
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