Nickolas J. Alleva

SUTTER CAPITAL PARTNERS

Delray Beach, FL

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CRD#: 5402661

Professional summary

Nickolas Joseph Alleva, who also goes by Nickolas Joseph Alleva, is a registered financial advisor currently at SUTTER CAPITAL PARTNERS, LLC located in Delray Beach, Florida and SUTTER SECURITIES INCORPORATED located in Boca Raton, Florida.

Nickolas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Nickolas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nickolas Joseph Alleva

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nickolas Joseph Alleva's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2026 - Present

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 312689

Delray Beach, FL

Current

November 7, 2025 - Present

SUTTER SECURITIES INCORPORATED

Office #1: 2500 N. Military Trail Suite 306, Boca Raton, FL 33431

CRD#: 30770

Boca Raton, FL

Past

August 8, 2016 - November 3, 2025

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

NEW YORK, NY

Past

April 25, 2014 - August 8, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

May 29, 2008 - August 18, 2008

DRIVEWEALTH INSTITUTIONAL LLC

CRD#: 33038

NEW YORK, NY

Past

August 30, 2007 - April 16, 2008

WESTROCK ADVISORS, INC.

CRD#: 114338

WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/7/2025)

Colorado
(11/7/2025)

Florida
(11/7/2025)

IAR

Florida
(3/6/2026)

New Jersey
(11/7/2025)

New York
(11/7/2025)

Texas
(11/7/2025)

Utah
(11/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/24/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SUTTER CAPITAL PARTNERS, LLC

SUTTER CAPITAL PARTNERS | TESSERA CAPITAL | SUTTER CAPITAL PARTNERS, LLC

CRD#: 312689 / SEC#:

California

Registered Investment Advisory firm - (5/5/2021 Approved)

Connecticut

Registered Investment Advisory firm - (11/13/2024 Terminated)

Florida

Registered Investment Advisory firm - (1/30/2026 Approved)

Illinois

Registered Investment Advisory firm - (12/7/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (11/13/2024 Terminated)

New York

Registered Investment Advisory firm - (11/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6 Venture Suite 395, Irvine, CA 92168

Mailing Address

Phone number

(917) 923-9649

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nickolas J. Alleva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nickolas Joseph Alleva's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUTTER SECURITIES INCORPORATED

NYLIFE DISTRIBUTORS LLC

NYLIFE SECURITIES LLC

DRIVEWEALTH INSTITUTIONAL LLC

WESTROCK ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2025

Series 63

Date: 3/12/2016

SIE

Date: 10/1/2018

Series 7

Date: 7/30/2016

Series 6

Date: 4/24/2014

FINRA

Nasdaq Stock Market

Current Firm

SUTTER CAPITAL PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

SUTTER CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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