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FIRM PROFILE
Overview
SUTTER SECURITIES INCORPORATED is located at 6 Venture, Suite 395 Suite 395, Irvine, CA 92618 and was first established at Los Angeles, California in 07/22/1992. After operating for 33 years, SUTTER SECURITIES INCORPORATED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SUTTER SECURITIES INCORPORATED’s clients are individuals and 0% of their clients are high net worth individuals. SUTTER SECURITIES INCORPORATED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SUTTER SECURITIES INCORPORATED are registered to handle securities or provide financial advice. The firm has 2 disclosures, 1 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SUTTER SECURITIES INCORPORATED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SUTTER SECURITIES INCORPORATED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SUTTER SECURITIES INCORPORATED Comes From
Understanding the Statistics for SUTTER SECURITIES INCORPORATED and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
6 Venture, Suite 395 Suite 395, Irvine, CA 92618
6 Venture, Suite 395 Suite 395, Irvine, CA 92618
Small
(415) 352-6300
California since 07/22/1992
Corporation
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | ||
| BULL, ROBERT LEE IV | FINOP | 1521134 | |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 | |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 | |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | ||
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
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Advisor's working at SUTTER SECURITIES INCORPORATED
Thomas William Friedberg
Robert Lee Bull IV
Daniel Joseph Mcclory
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