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MJ

Mary E. Jones

CETERA INVESTMENT ADVISERS LLC
VAN BUREN, AR 72956
Some features on this profile are disabled
CRD#: 5402465
MJ

Professional summary

Mary Elizabeth Jones, who also goes by Mary Elizabeth Callas, Elizabeth Jones, Mary Elizabeth Jones, Mary Elizabeth Welch, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Van Buren, Arkansas and CETERA WEALTH SERVICES, LLC located in Van Buren, Arkansas.

Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Mary has worked at 20 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mary Elizabeth Callas | Elizabeth Jones | Mary Elizabeth Jones | Mary Elizabeth Welch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLIFFORD HUBBS WEALTH CARE SERVICES POSITION: Senior Advisor NATURE: We offer retirement planning, estate planning, and tax planning services to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 125 START DATE: 01/02/2025 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: To provide advice on retirement planning, find new clients to grow the business, educate individuals on investment/insurance options, run the wealth side of the business, establish processes to efficiently run the wealth portion of the business, and collaborate with Hubbs and Whitehead to ensure clients are taken care of on the tax side as well. 2) H&W CPAS & ADVISORS POSITION: Advisor NATURE: Adding a DBA to the Firm name. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2025 ADDRESS: 1111 Fayetteville Rd, Van Buren AR 72956, United States DESCRIPTION: Advisor for the Firm

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Elizabeth Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1111 Fayetteville Rd, Van Buren, AR 72956
RIA
CRD#: 105644
VAN BUREN, AR
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1111 Fayetteville Rd, Van Buren, AR 72956
BD
CRD#: 13572
VAN BUREN, AR
Past

June 18, 2025 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Rogers, AR
Past

June 18, 2025 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
VAN BUREN, AR
Past

January 8, 2025 - June 16, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Van Buren, AR
Past

January 8, 2025 - June 16, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
VAN BUREN, AR
Past

November 20, 2024 - December 23, 2024

Q3 ASSET MANAGEMENT CORPORATION

RIA
CRD#: 137839
Rogers, AR
Past

July 18, 2024 - October 16, 2024

OSAIC WEALTH, INC.

RIA
CRD#: 23131
Rogers, AR
Past

July 18, 2024 - October 16, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

February 2, 2023 - June 14, 2024

FLEXIBLE PLAN INVESTMENTS LTD

RIA
CRD#: 110762
BLOOMFIELD HILLS, MI
Past

December 13, 2022 - June 14, 2024

CEROS FINANCIAL SERVICES, INC.

BD
CRD#: 37869
ROCKVILLE, MD
Past

December 7, 2021 - August 29, 2022

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
West Monroe, LA
Past

December 7, 2021 - August 29, 2022

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

July 11, 2018 - December 2, 2021

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
MONROE, LA
Past

July 11, 2018 - December 2, 2021

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
MONROE, LA
Past

July 19, 2017 - July 11, 2018

CAPITAL ONE ADVISORS, LLC

RIA
CRD#: 136865
MONROE, LA
Past

June 1, 2017 - July 11, 2018

CAPITAL ONE INVESTING, LLC

BD
CRD#: 45744
MONROE, LA
Past

November 12, 2015 - December 1, 2016

PROVASI CAPITAL PARTNERS LP

BD
CRD#: 119539
DALLAS, TX
Past

February 3, 2015 - October 8, 2015

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
Ruston, LA
Past

August 8, 2014 - January 26, 2015

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
West Monroe, LA
Past

April 5, 2013 - June 28, 2014

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

October 26, 2012 - March 13, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
DENVER, CO
Past

July 21, 2011 - September 19, 2012

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO
Past

April 24, 2009 - July 12, 2011

CAPITAL ONE INVESTMENT SERVICES LLC

BD
CRD#: 25658
MONROE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(9/5/2025)
IAR
Arkansas
(9/5/2025)
RR
California
(9/5/2025)
RR
Louisiana
(9/5/2025)
RR
Missouri
(9/5/2025)
RR
Oklahoma
(9/5/2025)
RR
Texas
(9/5/2025)
IAR
Texas
(9/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/14/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/26/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/23/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Van Buren, AR 72956

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