Douglas E. Jones

WOOD CREEK CAPITAL ADVISORS

Lynchburg, VA 24502

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CRD#: 5401512

Professional summary

Douglas Edward Jones, who also goes by Doug E. Jones, is a registered financial advisor currently at WOOD CREEK CAPITAL ADVISORS, LLC located in Lynchburg, Virginia.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Douglas has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug E. Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Douglas Jones Sole-proprietor; Investment-related; Lynchburg, VA; Insurance; Insurance agent; 11/2017; 10hrs/10hrs; Life insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Edward Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2020 - Present

WOOD CREEK CAPITAL ADVISORS, LLC

Office #1: 101 Duncraig Dr. Unit 106, Lynchburg, VA 24502

RIA

CRD#: 309461

Lynchburg, VA

Past

November 17, 2017 - July 20, 2020

COLONIAL RIVER WEALTH MANAGEMENT LLC

RIA

CRD#: 284839

MIDLOTHIAN, VA

Past

November 17, 2017 - August 5, 2020

LPL FINANCIAL LLC

CRD#: 6413

LYNCHBURG, VA

Past

February 9, 2012 - November 21, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FOREST, VA

Past

April 28, 2011 - May 3, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FOREST, VA

Past

April 28, 2011 - November 21, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

FOREST, VA

Past

November 3, 2010 - March 25, 2011

GWN SECURITIES INC.

CRD#: 128929

PALM BEACH GARDENS, FL

Past

May 4, 2010 - March 30, 2011

INTERACTIVE FINANCIAL ADVISORS

RIA

CRD#: 125117

LYNCHBURG, VA

Past

October 26, 2007 - May 4, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LYNCHBURG, VA

Past

September 10, 2007 - May 4, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

LYNCHBURG, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/12/2024)

IAR

Virginia
(7/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2007

General Securities Representative Examination

Current Firm

WOOD CREEK CAPITAL ADVISORS, LLC

CRD#: 309461 / SEC#:

North Carolina

Registered Investment Advisory firm - (6/12/2024 Approved)

Virginia

Registered Investment Advisory firm - (7/21/2020 Approved)

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Contact information

Main Address

101 Duncraig Dr. Unit 106, Lynchburg, VA 24502

Mailing Address

Phone number

(434) 665-3332

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	394
AUM (Assets Under Management)	$ 51,440,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas E. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Edward Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLONIAL RIVER WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

GWN SECURITIES INC.

INTERACTIVE FINANCIAL ADVISORS

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2007

Current Firm

WOOD CREEK CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WOOD CREEK CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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