DC
Dawn M. Cramer
CETERA INVESTMENT ADVISERS LLC
SMITHVILLE, MO 64089
Some features on this profile are disabled
CRD#: 5401011
DC
Professional summary
Dawn Marie Cramer, AIF®, who also goes by Dawn M Saunders, Dawn Marie Saunders, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Smithville, Missouri and CETERA WEALTH SERVICES, LLC located in Smithville, Missouri.
Dawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Dawn has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dawn M Saunders | Dawn Marie Saunders
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CRAMER HOLDING CO. LLC INVESTMENT RELATED: NO ADDRESS: 100 N MILL ST.SMITHVILLE, MO 64089 NATURE OF BUSINESS: REAL ESTATE HOLDING START DATE: 05/2021 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY 2. NAME OF OTHER BUSINESS: CRAMER CAPITAL MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2007 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISING AND INVESTING 3. NAME OF OTHER BUSINESS: CLAY COUNTY DOMESTIC VIOLENCE ADVISORY BOARD; INVESTMENT RELATED: NO; ADDRESS: 1 COURTHOUSE SQUARE LIBERTY, MO 64068; NATURE OF BUSINESS: BOARD; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP DECIDE WHICH DOMESTIC VIOLENCE SHELTER IS ELIBLE TO RECEIVE COUNTY FUNDING; 4. NAME OF OTHER BUSINESS: CHILDRENS FUND; INVESTMENT RELATED: NO; ADDRESS: 6910 N HOLMES GLADSTONE, MO 64118; NATURE OF BUSINESS: NON PROFIT; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW SCHOOLS AND NON PROFITS THAT SUPPORT CHILDREN TO HELP FUND WITH STATE MONEY;
CRS (Client Relationship Summary) - RIA
Click below to view Dawn Marie Cramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 100 N Mill Street, Smithville, MO 64089RIA
CRD#: 105644
SMITHVILLE, MO
Current
August 31, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 100 N Mill Street, Smithville, MO 64089BD
CRD#: 13572
Smithville, MO
Past
August 31, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Kansas City, MO
Past
September 18, 2014 - September 1, 2022
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Kansas City, MO
Past
September 18, 2014 - September 1, 2022
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Kansas City, MO
Past
September 26, 2008 - September 23, 2014
CETERA ADVISORS LLC
RIA
CRD#: 10299
KANSAS CITY, MO
Past
September 26, 2008 - September 23, 2014
CETERA ADVISORS LLC
BD
CRD#: 10299
KANSAS CITY, MO
Past
December 3, 2007 - September 26, 2008
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
OVERLAND PARK, KS
Past
September 20, 2007 - October 31, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/31/2022)
RR
California(8/31/2022)
RR
Colorado(8/31/2022)
RR
Florida(8/31/2022)
RR
Kansas(8/31/2022)
RR
Missouri(8/31/2022)
IAR
Missouri(6/29/2023)
RR
New Jersey(1/14/2023)
RR
Ohio(9/1/2022)
RR
Texas(8/31/2022)
IAR
Texas(6/29/2023)
RR
Utah(10/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
