Bobby I. Zepeda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bobby Ignacio Zepeda was a registered financial professional .
Bobby is a previously registered financial professional and started their career in finance in 2009. Bobby had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2009 - September 28, 2012
ZECCO TRADING, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ZECCO TRADING, INC.
CRD#: 135398 / SEC#: , 8-66916
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZECCO HOLDINGS, INC. | OWNER | |
| CHIODO, MICHAEL J | CHIEF FINANCIAL OFFICER, FINOP | 2097132 |
| CHUNG, JOE TSO | CHIEF COMPLIANCE OFFICER AND MSRB PRINCIPAL | 2428230 |
| DUSSEAULT, DAVID STANLEY | VICE PRESIDENT OF CUSTOMER SERVICE & BROKERAGE OPERATIONS | 2819891 |
| HAGEN, RICHARD JOHN JR | PRESIDENT | 2185011 |
| MONTANARO, DONATO ANTHONY JR | CEO | 2259817 |
| PINKSTON, CRAIG WYLIE | DIRECTOR OF OPERATIONS | 2886020 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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