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Joe Chung

ADVISIFI

Henderson, NV

·CRD# 2428230·32 years experience

Professional Summary

Joe Chung, who also goes by Joe Tso Chung, Tso Kin Chung, is a registered financial advisor currently at ADVISIFI LLC located in Henderson, Nevada and INVESTIFI SECURITIES LLC located in St Petersburg, Florida. Joe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Joe has worked at 17 firms and has passed the Series 66, Series 63, Series 22TO, Series 52TO, Series 99TO,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Tso Chung, Tso Kin Chung

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

ADVISIFI LLC·CRD# 332477

RIA

Henderson, NV

October 31, 2025 - Present

INVESTIFI SECURITIES LLC·CRD# 289604

BD

136 4th Street North Suite 201, St Petersburg, FL 33701

October 31, 2025 - Present

SOFI SECURITIES LLC·CRD# 151717

BD

San Francisco, CA

August 8, 2024 - October 9, 2025

ST INVEST LLC·CRD# 297470

BD

Nashville, TN

December 14, 2021 - January 19, 2024

INTREPID INVESTMENT BANKERS LLC·CRD# 154801

BD

Glendale, CA

April 2, 2019 - March 11, 2020

U.S. BANCORP ADVISORS, LLC·CRD# 14455

BD

Glendale, CA

June 12, 2014 - June 22, 2021

GOTTEX BROKERS ALTERNATIVE USA INC.·CRD# 159849

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New York, NY

July 22, 2013 - June 6, 2014

STOCKPILE INVESTMENTS, INC.·CRD# 156170

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ALLY INVEST SECURITIES LLC·CRD# 136131

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UCB INVESTMENT SERVICES, INC.·CRD# 125574

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February 15, 2005 - November 14, 2005

SINOPAC FINANCIAL SERVICES (USA) LTD.·CRD# 106464

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Industry, CA

July 17, 2001 - February 11, 2005

NATIONAL CLEARING CORP.·CRD# 14343

BD

Sherman Oaks, CA

November 4, 1999 - June 28, 2001

NATIONAL CLEARING CORP.·CRD# 14343

BD

Sherman Oaks, CA

May 11, 1999 - September 16, 1999

STOCKS 4 LESS, INC.·CRD# 42666

BD

Sherman Oaks, CA

September 10, 1997 - December 31, 1998

NATIONAL CLEARING CORP.·CRD# 14343

BD

Sherman Oaks, CA

August 29, 1997 - March 8, 1999

ALEX. BROWN & SONS INCORPORATED·CRD# 20

BD

March 29, 1996 - September 17, 1996

KENNEDY, CABOT & CO.·CRD# 2417

BD

Beverly Hills, CA

June 30, 1995 - July 18, 1995

INTERFIRST CAPITAL CORPORATION·CRD# 7659

BD

Los Angeles, CA

December 22, 1993 - November 29, 1994

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Current Firm

AL

ADVISIFI LLC

ADVISIFI LLC

CRD#: 332477 / SEC#: 801-130953

RIA

Registered Investment Advisory firm - SEC (8/20/2024 Approved)

Contact Information

Main Address

136 4th Street North Suite 201, St Petersburg, FL 33701

Phone Number

(888) 983-2897

# of Employees

6

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADVISIFI LLC DISCLOSURE BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

134

AUM (Assets Under Management)

$1,832,843

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) AdvisiFi LLC is located in St Petersburg, FL 33701 and is an SEC Registered Investment Advisor. Mr. Chung is a Compliance Manager for the RIA since October 2025. Up to 60 hours per month and 2 hours per trading day are devoted to AdvisiFi. Investment Related.

(2) InvestiFi Securities LLC located in St Petersburg FL 33701 is a registered broker-dealer. Mr. Chung is a Compliance Manager for the Broker Dealer since October 2025. Up to 120 hours per month and 6 hours per trading day are devoted to InvestiFi Securities. Investment Related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AL

ADVISIFI LLC

ADVISIFI LLC

CRD#: 332477 / SEC#: 801-130953

RIA

Registered Investment Advisory firm - SEC (8/20/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(10/31/2025)

IAR

Alabama
(7/13/2026)

RR

Alaska
(10/31/2025)

IAR

Alaska
(7/13/2026)

RR

Arizona
(10/31/2025)

IAR

Arizona
(7/17/2026)

RR

Arkansas
(10/31/2025)

IAR

Arkansas
(7/13/2026)

RR

California
(10/31/2025)

IAR

California
(10/31/2025)

RR

Colorado
(10/31/2025)

IAR

Colorado
(7/13/2026)

RR

Connecticut
(10/31/2025)

IAR

Connecticut
(7/13/2026)

RR

Delaware
(10/31/2025)

IAR

Delaware
(7/13/2026)

RR

District of Columbia
(10/31/2025)

RR

Florida
(10/31/2025)

RR

Georgia
(10/31/2025)

IAR

Georgia
(7/14/2026)

RR

Hawaii
(10/31/2025)

IAR

Hawaii
(7/13/2026)

RR

Idaho
(10/31/2025)

IAR

Idaho
(7/13/2026)

RR

Illinois
(10/31/2025)

IAR

Illinois
(7/13/2026)

RR

Indiana
(10/31/2025)

IAR

Indiana
(7/13/2026)

RR

Iowa
(10/31/2025)

IAR

Iowa
(7/13/2026)

RR

Kansas
(10/31/2025)

IAR

Kansas
(7/13/2026)

RR

Kentucky
(10/31/2025)

IAR

Kentucky
(7/13/2026)

RR

Louisiana
(10/31/2025)

IAR

Louisiana
(12/9/2025)

RR

Maine
(10/31/2025)

IAR

Maine
(7/13/2026)

RR

Maryland
(10/31/2025)

IAR

Maryland
(7/13/2026)

RR

Massachusetts
(10/31/2025)

RR

Michigan
(10/31/2025)

IAR

Michigan
(7/13/2026)

RR

Minnesota
(10/31/2025)

IAR

Minnesota
(7/13/2026)

RR

Mississippi
(10/31/2025)

IAR

Mississippi
(7/13/2026)

RR

Missouri
(10/31/2025)

IAR

Missouri
(7/13/2026)

RR

Montana
(10/31/2025)

IAR

Montana
(7/13/2026)

RR

Nebraska
(10/31/2025)

IAR

Nebraska
(7/15/2026)

RR

Nevada
(10/31/2025)

IAR

Nevada
(7/14/2026)

RR

New Hampshire
(10/31/2025)

IAR

New Hampshire
(7/13/2026)

RR

New Jersey
(10/31/2025)

IAR

New Jersey
(7/13/2026)

RR

New Mexico
(10/31/2025)

IAR

New Mexico
(7/13/2026)

RR

New York
(10/31/2025)

IAR

New York
(7/13/2026)

RR

North Carolina
(10/31/2025)

IAR

North Carolina
(7/13/2026)

RR

North Dakota
(10/31/2025)

IAR

North Dakota
(7/14/2026)

RR

Ohio
(10/31/2025)

IAR

Ohio
(7/13/2026)

RR

Oklahoma
(10/31/2025)

IAR

Oklahoma
(7/13/2026)

RR

Oregon
(10/31/2025)

RR

Pennsylvania
(10/31/2025)

IAR

Pennsylvania
(7/13/2026)

RR

Puerto Rico
(10/31/2025)

IAR

Puerto Rico
(7/13/2026)

RR

Rhode Island
(10/31/2025)

IAR

Rhode Island
(7/13/2026)

RR

South Carolina
(10/31/2025)

IAR

South Carolina
(7/13/2026)

RR

South Dakota
(10/31/2025)

IAR

South Dakota
(7/17/2026)

RR

Tennessee
(10/31/2025)

RR

Texas
(10/31/2025)

IAR

Texas
(7/13/2026)

RR

Utah
(10/31/2025)

IAR

Utah
(7/15/2026)

RR

Vermont
(10/31/2025)

IAR

Vermont
(7/14/2026)

RR

Virgin Islands
(10/31/2025)

IAR

Virgin Islands
(7/20/2026)

RR

Virginia
(10/31/2025)

IAR

Virginia
(7/13/2026)

RR

Washington
(10/31/2025)

IAR

Washington
(7/13/2026)

RR

West Virginia
(10/31/2025)

IAR

West Virginia
(7/20/2026)

RR

Wisconsin
(10/31/2025)

IAR

Wisconsin
(7/13/2026)

RR

Wyoming
(10/31/2025)

IAR

Wyoming
(7/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2026About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Aug 2024About the Series 22TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1993About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2024About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2003About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Oct 2002About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 2002About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Joe Chung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JC

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