KM
Kevin C. Murphy
CETERA INVESTMENT ADVISERS LLC
STATEN ISLAND, NY 10309
Some features on this profile are disabled
CRD#: 5398932
KM
Professional summary
Kevin Christopher Murphy, who also goes by Kevin Murphy, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Staten Island, New York and CETERA WEALTH SERVICES, LLC located in Staten Island, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kevin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CRUMP INSURANCE~'NIR'~516 Industrial Loop2B~Staten Island~NY~10309~Insurance Agent~Sales Associate/Executive~3/1/2016~1hrs~0hrs~TRADITIONAL UL, TERM, WHOLE LIFE. 2) Michael S Licitra CPA PC~'NIR'~516 Industrial Loop, #2B~Staten Island~NY~10309~Other~Other~7/1/2007~160hrs~120hrs~Operational and/or Marketing Name for Avantax. 3) PGP~'NIR'~516 Industrial Loop 2B~Staten Island~NY~10309~Independent Insurance Agent~Insurance Sales Agent~1/1/2016~2hrs~0hrs~Health Insurance Sales. 4) 600 HARBOR 1057 LLC~'NIR'~600 HARBOR BLVD 1057~WEEHAWKEN~NJ~07086~Rental Property~Other~3/18/2019~1hrs~0hrs~Accounting and bookkeeping 5) KEVIN MURPHY CPA PC POSITION: CPA NATURE: Accounting, Tax Preparation & Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 600 Harbor Blvd, Unit 1057, Weehawken NJ 07086, DESCRIPTION: Bookkeeping & Tax preparation/consulting for personal and small business taxpayers. 6) SAVOY ASSOCIATES; Independent Contractor; Insurance Agent; IR; 03/01/2018; 516 INDUSTRIAL LOOP 2B STATEN ISLAND, NY 10309; Health Insurance Sales
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Christopher Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 516 Industrial Loop #28, Staten Island, NY 10309RIA
CRD#: 105644
STATEN ISLAND, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 516 Industrial Loop #2b, Staten Island, NY 10309BD
CRD#: 13572
Staten Island, NY
Past
May 13, 2015 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
STATEN ISLAND, NY
Past
May 6, 2015 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Staten Island, NY
Past
May 5, 2015 - May 6, 2015
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
November 19, 2007 - May 13, 2015
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
EDISON, NJ
Past
September 6, 2007 - May 13, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Delaware(9/5/2025)
RR
Florida(9/5/2025)
RR
Maryland(10/16/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
