JB
Judd D. Berube
WEALTHSPIRE RETIREMENT ADVISORY
Bethesda, MD 20817
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CRD#: 5394524
JB
Professional summary
Judd David Berube, AIF® is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Bethesda, Maryland.
Judd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Judd has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALPHASIGHTS POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/11/2022 ADDRESS: 350 Madison Ave, 12th Floor, New York NY 10017, United States DESCRIPTION: I will participate in conversations to provide general industry knowledge for AlphaSights customers. They are interested in my perspective and opinions and I will not be discussing any information relating to Kestra, my current employer (NFP), any material non-public information, or any confidential or proprietary information. This is not securities-related, and does not involve the sale of securities, investments, or insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Judd David Berube's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 10, 2024 - Present
WEALTHSPIRE RETIREMENT ADVISORY
Office #1: 6903 Rockledge Drive Suite 1200, Bethesda, MD 20817RIA
CRD#: 121254
Bethesda, MD
Past
April 19, 2016 - March 28, 2024
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
BETHESDA, MD
Past
June 11, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BETHESDA, MD
Past
June 11, 2015 - March 28, 2024
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BETHESDA, MD
Past
October 26, 2007 - June 4, 2015
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
BETHESDA, MD
Past
September 7, 2007 - June 4, 2015
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WR
WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(4/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WR
WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
120 Vantis Suite 400, Aliso Viejo, CA 92656
Mailing Address
Phone number
(949) 460-9898
Established
Firm type
Fiscal year end
# of Employees
240
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,394 |
| AUM (Assets Under Management) | $ 118,031,461,765 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
