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Giancarlo Conti

CALAMOS ADVISORS
New York, NY 10020
Some features on this profile are disabled
CRD#: 5391725
GC

Professional summary

Giancarlo Conti, who also goes by Gianni Conti, John Conti, is a registered financial advisor currently at CALAMOS ADVISORS LLC located in New York, New York and CALAMOS FINANCIAL SERVICES LLC located in New York, New York.

Giancarlo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Giancarlo has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gianni Conti | John Conti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giancarlo Conti's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 17, 2024 - Present

CALAMOS ADVISORS LLC

Office #1: 50 Rockefeller Plaza #1600, New York, NY 10020
RIA
CRD#: 105758
New York, NY
Current

May 17, 2024 - Present

CALAMOS FINANCIAL SERVICES LLC

Office #1: 50 Rockefeller Plaza Suite 1200/1600, New York, NY 10020
BD
CRD#: 19850
New York, NY
Past

September 7, 2021 - February 5, 2026

PGIM INVESTMENTS LLC

RIA
CRD#: 105670
Newark, NJ
Past

August 12, 2021 - May 30, 2024

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

March 2, 2016 - September 16, 2019

BMO ASSET MANAGEMENT CORP.

RIA
CRD#: 106466
BRANCHBURG, NJ
Past

March 2, 2016 - September 16, 2019

BMO INVESTMENT DISTRIBUTORS, LLC

BD
CRD#: 146711
CHICAGO, IL
Past

January 30, 2012 - February 16, 2016

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
NEW YORK, NY
Past

September 15, 2011 - February 16, 2016

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CALAMOS ADVISORS LLC
CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS

CRD#: 105758 / SEC#: 801-29688

RIA
Registered Investment Advisory firm - (5/29/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(5/17/2024)
IAR
Illinois
(5/17/2024)
RR
New York
(5/17/2024)
IAR
New York
(5/17/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/27/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/27/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CA
CALAMOS ADVISORS LLC
CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS

CRD#: 105758 / SEC#: 801-29688

RIA
Registered Investment Advisory firm - (5/29/1987 Approved)
PREMIUM
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Contact information

Main Address
2020 Calamos Court, Naperville, IL 60563-2787
Mailing Address
Phone number
(630) 245-7200
Established
Firm type
Fiscal year end
# of Employees
257

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,662
AUM (Assets Under Management)$ 38,184,222,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CALAMOS ADVISORS LLC

CRD#: 105758New York, NY 10020

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