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FIRM PROFILE
Overview
CALAMOS FINANCIAL SERVICES LLC is located at 2020 Calamos Court, Naperville, IL 60563-2787 and was first established at Chicago, Delaware in 09/15/2004. After operating for 21 years, CALAMOS FINANCIAL SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CALAMOS FINANCIAL SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. CALAMOS FINANCIAL SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CALAMOS FINANCIAL SERVICES LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CALAMOS FINANCIAL SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CALAMOS FINANCIAL SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CALAMOS FINANCIAL SERVICES LLC Comes From
Understanding the Statistics for CALAMOS FINANCIAL SERVICES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2020 Calamos Court, Naperville, IL 60563-2787
2020 Calamos Court, Naperville, IL 60563-2787
Small
(630) 245-7200
Delaware since 09/15/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CALAMOS INVESTMENTS LLC | SOLE MEMBER/MANAGER | ||
| KOUDOUNIS, JOHN SPIRO | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1878118 | |
| DUFRESNE, DANIEL LEO | EVP, CHIEF OPERATING OFFICER | 2852606 | |
| HELMETAG, CHRISTIAN ALLAN | PRINCIPAL OPERATIONS OFFICER | 5282700 | |
| HELMETAG, CHRISTIAN ALLAN | FINANCIAL OPERATION PRINCIPAL | 5282700 | |
| KILEY, THOMAS PATRICK | SVP CHIEF DISTRIBUTION OFFICER | 2869770 | |
| KILEY, THOMAS PATRICK | PRINCIPAL EXECUTIVE OFFICER | 2869770 | |
| OJALA, ERIK DONALD | GENERAL COUNSEL & SECRETARY | 4758365 | |
| SINKER, JACQUELINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1471593 |
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Advisor's working at CALAMOS FINANCIAL SERVICES LLC
Richard Scott Henderson
Eduardo Luis Sordo
Lloyd Brendan James
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