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CRD#: 19850
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CALAMOS FINANCIAL SERVICES LLC is located at 2020 Calamos Court, Naperville, IL 60563-2787 and was first established at Chicago, Delaware in 09/15/2004. After operating for 21 years, CALAMOS FINANCIAL SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CALAMOS FINANCIAL SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. CALAMOS FINANCIAL SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CALAMOS FINANCIAL SERVICES LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CALAMOS FINANCIAL SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CALAMOS FINANCIAL SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CALAMOS FINANCIAL SERVICES LLC Comes From

Understanding the Statistics for CALAMOS FINANCIAL SERVICES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
2020 Calamos Court, Naperville, IL 60563-2787
Mailing Address
2020 Calamos Court, Naperville, IL 60563-2787
Firm Size
Small
Phone Number
(630) 245-7200
Established
Delaware since 09/15/2004
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CALAMOS INVESTMENTS LLCSOLE MEMBER/MANAGER
KOUDOUNIS, JOHN SPIROPRESIDENT AND CHIEF EXECUTIVE OFFICER1878118
DUFRESNE, DANIEL LEOEVP, CHIEF OPERATING OFFICER2852606
HELMETAG, CHRISTIAN ALLANPRINCIPAL OPERATIONS OFFICER5282700
HELMETAG, CHRISTIAN ALLANFINANCIAL OPERATION PRINCIPAL5282700
KILEY, THOMAS PATRICKSVP CHIEF DISTRIBUTION OFFICER2869770
KILEY, THOMAS PATRICKPRINCIPAL EXECUTIVE OFFICER2869770
OJALA, ERIK DONALDGENERAL COUNSEL & SECRETARY4758365
SINKER, JACQUELINE ELIZABETHCHIEF COMPLIANCE OFFICER1471593

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Advisor's working at CALAMOS FINANCIAL SERVICES LLC

RH

Richard Scott Henderson

IAR
RR
CRD#: 2201174
CFA: Chartered Financial AnalystCIMA®: Certified Investment Management Analyst
Location:
Naperville, IL 60563-2787
Company:
CALAMOS ADVISORS LLC
Disclosures:
Experience:
34 years
View Profile
Eduardo Luis Sordo

Eduardo Luis Sordo

Eddie Sordo, Eduardo L Sordo, Eduardo Sordo
IAR
RR
CRD#: 4175091
CFP®: Certified Financial Planner
Location:
Coral Gables, FL 33134
Company:
CALAMOS WEALTH MANAGEMENT LLC
Disclosures:
Experience:
25 years
View Profile
LJ

Lloyd Brendan James

Lloyd James, Lloyd James
IAR
RR
CRD#: 4245395
Location:
Aurora, CO
Company:
CALAMOS ADVISORS LLC
Disclosures:
Experience:
24 years
View Profile
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