Brad S. Gery

PACER ADVISORS

Malvern, PA 19355

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CRD#: 5387452

Professional summary

Brad Schafenacker Gery, CFP® is a registered financial advisor currently at PACER ADVISORS, INC. located in Malvern, Pennsylvania and PACER FINANCIAL, INC. located in Malvern, Pennsylvania.

Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Brad has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVID ZEIDMAN ENTERTAINMENT, INC. / 26 SUMMIT AVE SUITE 217 BRYN MAWR, PA 19010 / ENTERTAINMENT-DJ / NON-INVESTMENT RELATED / Position-DJ / START DATE-10/2006 / DJ FOR PARTIES, WEDDINGS, CORPORATE EVENTS, Etc. / 15 HOURS PER MONTH / 0 HOURS DURING TRADING HOURS / HOLD NO POSITION AS OFFICER OR DIRECTOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Schafenacker Gery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 11, 2013 - Present

PACER ADVISORS, INC.

Office #1: 500 Chesterfield Parkway, Malvern, PA 19355

RIA

CRD#: 137381

Malvern, PA

Current

June 12, 2013 - Present

PACER FINANCIAL, INC.

Office #1: 500 Chesterfield Parkway, Malvern, PA 19355

CRD#: 137040

Malvern, PA

Past

May 29, 2012 - December 21, 2012

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HORSHAM, PA

Past

April 11, 2012 - December 21, 2012

MML INVESTORS SERVICES, LLC

CRD#: 10409

HORSHAM, PA

Past

November 16, 2011 - March 23, 2012

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

NORRISTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(6/11/2013)

Pennsylvania
(6/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/10/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

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Contact information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Mailing Address

Phone number

(855) 780-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 46,063,913,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brad S. Gery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Schafenacker Gery's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACER FINANCIAL, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

PACER ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2012

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2011

Series 24

Date: 5/10/2018

FINRA

Current Firm

PACER ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

PACER ADVISORS, INC.

TRUST BUT VERIFY

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