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SP

Sujai V. Pitale

PEAK6 CAPITAL MANAGEMENT LLC
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 5387442
SP

Professional summary


Sujai Veerdhaval Pitale is a registered financial professional currently at PEAK6 CAPITAL MANAGEMENT LLC located in Chicago, Illinois and BRUCE MARKETS LLC located in Chicago, Illinois.

Sujai is registered as a RR (Registered Representative) and started their career in finance in 2010. Sujai has worked at 4 firms and has passed the Series 63, Series 57TO, Series 7, Series 14 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sujai Veerdhaval Pitale's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 3, 2022 - Present

PEAK6 CAPITAL MANAGEMENT LLC

Office #1: 141 W. Jackson Blvd., Suite 500, Chicago, IL 60604Office #2: 141 W. Jackson Blvd. Suite 500, Chicago, IL 60604
BD
CRD#: 43773
Chicago, IL
Current

August 18, 2022 - Present

BRUCE MARKETS LLC

Office #1: 141 W Jackson Blvd Suite 500, Chicago, IL 60604
BD
CRD#: 300209
Chicago, IL
Past

May 12, 2010 - October 15, 2010

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
LINDENHURST, IL
Past

February 10, 2010 - February 22, 2010

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/27/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/30/2021
Securities Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 6/18/2025
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC

Current Firm


BM
BRUCE MARKETS LLC
ALL TIME ATS | PEAK6 TRADING LLC | BRUCE MARKETS LLC | APEX CRYPTO LLC

CRD#: 300209 / SEC#: , 8-70286

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
141 W Jackson Blvd Suite 500, Chicago, IL 60604
Mailing Address
141 W Jackson Blvd Suite 500, Chicago, IL 60604
Phone number
(312) 444-8000
Established
Delaware since 03/19/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BRUCE MARKETS HOLDINGS LLCMANAGING MEMBER
D'AUGE, RALPH ANTHONYFINOP/PRINCIPAL FINANCIAL OFFICER4664611
INGLOT, KATARZYNACHIEF COMPLIANCE OFFICER4902558
LISH, MICHAEL KCHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER4539941
RUHANA, GEORGE WILLIAMEXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC.5517069
WALLACH, JASONCHIEF EXECUTIVE OFFICER4918286

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRUCE MARKETS LLC

CRD#: 300209Chicago, IL 60604

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