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FIRM PROFILE
Overview
PEAK6 CAPITAL MANAGEMENT LLC is located at 141 W. Jackson Blvd., Suite 500, Chicago, IL 60604 and was first established at Chicago, Delaware in 08/05/1997. After operating for 28 years, PEAK6 CAPITAL MANAGEMENT LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PEAK6 CAPITAL MANAGEMENT LLC’s clients are individuals and 0% of their clients are high net worth individuals. PEAK6 CAPITAL MANAGEMENT LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PEAK6 CAPITAL MANAGEMENT LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PEAK6 CAPITAL MANAGEMENT LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PEAK6 CAPITAL MANAGEMENT LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PEAK6 CAPITAL MANAGEMENT LLC Comes From
Understanding the Statistics for PEAK6 CAPITAL MANAGEMENT LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
141 W. Jackson Blvd., Suite 500, Chicago, IL 60604
141 W. Jackson Blvd., Suite 500, Chicago, IL 60604
Small
(312) 444-8000
Delaware since 08/05/1997
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PEAK6 CAPITAL MANAGEMENT HOLDINGS LLC | OWNER | ||
| MILCAREK, STEVEN DOUGLAS | PRINCIPAL OPERATIONS OFFICER | 3131320 | |
| MULLER, BRIAN JAMES | CHIEF RISK OFFICER | 5875890 | |
| PITALE, SUJAI VEERDHAVAL | CHIEF COMPLIANCE OFFICER | 5387442 | |
| SIMPSON, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER | 5875785 | |
| WARD, JAMES FLANAGAN | FINOP, PRINCIPAL FINANCIAL OFFICER | 6258923 |
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Advisor's working at PEAK6 CAPITAL MANAGEMENT LLC
Daniel Elliot Leifer
Michael Jay Mcwatters
Clayton Brownell Benchley
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