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CRD#: 43773
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PEAK6 CAPITAL MANAGEMENT LLC is located at 141 W. Jackson Blvd., Suite 500, Chicago, IL 60604 and was first established at Chicago, Delaware in 08/05/1997. After operating for 28 years, PEAK6 CAPITAL MANAGEMENT LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PEAK6 CAPITAL MANAGEMENT LLC’s clients are individuals and 0% of their clients are high net worth individuals. PEAK6 CAPITAL MANAGEMENT LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PEAK6 CAPITAL MANAGEMENT LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PEAK6 CAPITAL MANAGEMENT LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PEAK6 CAPITAL MANAGEMENT LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PEAK6 CAPITAL MANAGEMENT LLC Comes From

Understanding the Statistics for PEAK6 CAPITAL MANAGEMENT LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
141 W. Jackson Blvd., Suite 500, Chicago, IL 60604
Mailing Address
141 W. Jackson Blvd., Suite 500, Chicago, IL 60604
Firm Size
Small
Phone Number
(312) 444-8000
Established
Delaware since 08/05/1997
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PEAK6 CAPITAL MANAGEMENT HOLDINGS LLCOWNER
MILCAREK, STEVEN DOUGLASPRINCIPAL OPERATIONS OFFICER3131320
MULLER, BRIAN JAMESCHIEF RISK OFFICER5875890
PITALE, SUJAI VEERDHAVALCHIEF COMPLIANCE OFFICER5387442
SIMPSON, THOMAS WILLIAMCHIEF EXECUTIVE OFFICER5875785
WARD, JAMES FLANAGANFINOP, PRINCIPAL FINANCIAL OFFICER6258923

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Advisor's working at PEAK6 CAPITAL MANAGEMENT LLC

DL

Daniel Elliot Leifer

Dan Leifer, Danny Leifer
RR
CRD#: 7921183
Location:
Chicago, IL 60604
Company:
PEAK6 CAPITAL MANAGEMENT LLC
Disclosures:
Experience:
1 year
View Profile
MM

Michael Jay Mcwatters

RR
CRD#: 1944385
Location:
Chicago, IL 60604
Company:
PEAK6 CAPITAL MANAGEMENT LLC
Disclosures:
Experience:
24 years
View Profile
CB

Clayton Brownell Benchley

RR
CRD#: 1967860
Location:
New York, NY 10106
Company:
PEAK6 CAPITAL MANAGEMENT LLC
Disclosures:
Experience:
28 years
View Profile
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