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FIRM PROFILE
Overview
BRUCE MARKETS LLC is located at 141 W Jackson Blvd Suite 500, Chicago, IL 60604 and was first established at Chicago, Delaware in 03/19/2020. After operating for 5 years, BRUCE MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BRUCE MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. BRUCE MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BRUCE MARKETS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BRUCE MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BRUCE MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BRUCE MARKETS LLC Comes From
Understanding the Statistics for BRUCE MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
141 W Jackson Blvd Suite 500, Chicago, IL 60604
141 W Jackson Blvd Suite 500, Chicago, IL 60604
Small
(312) 444-8000
Delaware since 03/19/2020
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BRUCE MARKETS HOLDINGS LLC | MANAGING MEMBER | ||
| D'AUGE, RALPH ANTHONY | FINOP/PRINCIPAL FINANCIAL OFFICER | 4664611 | |
| INGLOT, KATARZYNA | CHIEF COMPLIANCE OFFICER | 4902558 | |
| LISH, MICHAEL K | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 4539941 | |
| RUHANA, GEORGE WILLIAM | EXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC. | 5517069 | |
| WALLACH, JASON | CHIEF EXECUTIVE OFFICER | 4918286 |
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Advisor's working at BRUCE MARKETS LLC
Michael K Lish
Robert Andrew Tourney
Ralph Anthony D'auge
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