David J. Webster

AXIOM ASSET MANAGEMENT

Wayne, PA 19087

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CRD#: 5385692

Professional summary

David Joseph Webster, who also goes by David J Webster, David Webster, is a registered financial advisor currently at AXIOM ASSET MANAGEMENT located in Wayne, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David J Webster | David Webster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AXIOM ASSET MANAGEMENT. RIA. INVESTMENT RELATED. 04/2013. 550 E. SWEDESFORD RD. STE. 110 WAYNE, PA 19087. 160 HRS/MO. FINANCIAL ADVISOR. INVESTMENT MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Webster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2014 - Present

AXIOM ASSET MANAGEMENT

Office #1: 550 E Swedesford Rd Suite 110, Wayne, PA 19087

RIA

CRD#: 145186

Wayne, PA

Past

April 12, 2013 - December 31, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Wayne, PA

Past

March 27, 2009 - April 16, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RADNOR, PA

Past

March 27, 2009 - April 16, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RADNOR, PA

Past

October 16, 2007 - December 31, 2008

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AXIOM ASSET MANAGEMENT

AXIOM ASSET MANAGEMENT | WEALTHTRUST AXIOM, LLC

CRD#: 145186 / SEC#: 801-68405

RIA

Registered Investment Advisory firm - (10/4/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/26/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2007

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/5/2007

National Commodity Futures Examination

Current Firm

AXIOM ASSET MANAGEMENT

AXIOM ASSET MANAGEMENT | WEALTHTRUST AXIOM, LLC

CRD#: 145186 / SEC#: 801-68405

RIA

Registered Investment Advisory firm - (10/4/2007 Approved)

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Contact information

Main Address

550 E Swedesford Rd Suite 110, Wayne, PA 19087

Mailing Address

Phone number

(610) 688-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AXIOM ASSET MANAGEMENT FORM ADV PART 2A MARCH 31, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	598
AUM (Assets Under Management)	$ 802,765,223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Webster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Webster's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

AXIOM ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/15/2007

Series 3

Date: 10/5/2007

Current Firm

AXIOM ASSET MANAGEMENT

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AXIOM ASSET MANAGEMENT

TRUST BUT VERIFY

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