Eric W. Lin

INVESTMENT RESEARCH CORP

Rancho Santa Margarita, CA

Some features on this profile are disabled

CRD#: 5382970

Professional summary

Eric Wei Ting Lin, who also goes by Eric W Lin, Eric Lin, Wei Ting Lin, Wei-ting Lin, Weiting Lin, is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Rancho Santa Margarita, California and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Eric has worked at 12 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric W Lin | Eric Lin | Wei Ting Lin | Wei-Ting Lin | Weiting Lin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SKY VISION INSURANCE - INVESTMENT RELATED. 2390 HUNTINGTON DR, SAN MARINO CA. NATURE OF BUSINESS: INSURANCE PRODUCT REFERRALS. 0% OWNER, POSITION: FINANCIAL CONSULTANT. STARTED 07/2017. 10HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: REFER P&C, COMMERCIAL, HEALTH INSURANCE TO AGENCY, WRITE LIFE INSURANCE CONTRACTS AND MEET WITH POTENTIAL CLIENTS. 2) INVESTMENT RESEARCH CORPORATION- INVESTMENT RELATED. SUPERVISED FROM 1636 NORTH LOGAN STREET, DENVER, CO 80203. LOCATE AT 6 MONTANA DEL LAGO DRIVE, RANCHO SANTA MARGARITA, CA 92688. NATURE OF BUSINESS: PROVIDE INVESTMENT ADVICE AND MANAGE PORTFOLIO. 0% OWNER, POSITION: INVESTMENT ADVISOR REPRESENTATIVE. STARTED 01/2025. 80HRS/MO AND 80HRS/MO DURING TRADING HRS. DUTIES: PROVIDE INVESTMENT ADVICE, RETIREMENT PLANNING, ASSET ALLOCATION AND PORTFOLIO MANAGEMENT USING THRID PARTY INVESTMENT MANAGER WITH POTNTIAL CLIENTS. 3) AUREVIA CAPITAL- A DBA FICTITIOUS BUSINESS NAME OWN BY SOLE INDIVIDUAL ERIC W. LIN, INVESTMENT RELATED. SUPERVISED FROM 1636 NORTH LOGAN STREET, DENVER, CO 80203. LOCATE AT 6 MONTANA DEL LAGO DRIVE, RANCHO SANTA MARGARITA, CA 92688. NATURE OF BUSINESS: PROVIDE INVESTMENT ADVICE AND MANAGE PORTFOLIO. 0% OWNER, POSITION: INVESTMENT ADVISOR REPRESENTATIVE UNDER INVESTMENT RESEARCH CORPORATION / REGISTERED REPRESENTATIVE UNDER WORLD CAPITAL BROKERAGE INC. STARTED 01/2025. 80HRS/MO AND 80HRS/MO DURING TRADING HRS. DUTIES: PROVIDE INVESTMENT ADVICE, RETIREMENT PLANNING, ASSET ALLOCATION AND PORTFOLIO MANAGEMENT USING THRID PARTY INVESTMENT MANAGER WITH POTNTIAL CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Wei Ting Lin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2025 - Present

INVESTMENT RESEARCH CORP

RIA

CRD#: 108208

Rancho Santa Margarita, CA

Current

February 4, 2025 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 1636 Logan Street, Denver, CO 80203

CRD#: 37

Denver, CO

Past

December 6, 2019 - December 31, 2022

STONEX ADVISORS INC.

RIA

CRD#: 174182

BIRMINGHAM, AL

Past

December 6, 2019 - December 31, 2022

STONEX SECURITIES INC.

CRD#: 18456

RANCHO SANTA MARGARITA, CA

Past

May 2, 2018 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

April 27, 2018 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

CHINO HILLS, CA

Past

November 7, 2016 - August 2, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

LOS ANGELES, CA

Past

November 7, 2016 - August 2, 2017

LPL FINANCIAL LLC

CRD#: 6413

LOS ANGELES, CA

Past

January 5, 2016 - November 4, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

INDUSTRY, CA

Past

January 4, 2016 - November 4, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CITY OF INDUSTRY, CA

Past

July 18, 2013 - January 23, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE, CA

Past

July 15, 2013 - January 23, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

IRVINE, CA

Past

March 12, 2013 - April 17, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

IRVINE, CA

Past

April 12, 2010 - September 13, 2012

SCOTTRADE, INC.

CRD#: 8206

CERRITOS, CA

Past

October 21, 2009 - March 25, 2010

WHITE PACIFIC SECURITIES, INC.

CRD#: 42505

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/10/2025)

IAR

California
(5/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/8/2025

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric W. Lin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Wei Ting Lin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

STONEX ADVISORS INC.

STONEX SECURITIES INC.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT ADVISERS LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

SCOTTRADE, INC.

WHITE PACIFIC SECURITIES, INC.

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2025

Series 66

Date: 3/8/2025

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2009

FINRA

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

Similar Advisors