JH
John M. Hart
IPI WEALTH MANAGEMENT
CHARLOTTE, NC 28211
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CRD#: 5380689
JH
Professional summary
John M Hart is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Charlotte, North Carolina and INVESTMENT PLANNERS, INC. located in Charlotte, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-BROKERAGE UNLIMITED , P. O BOX 419006 ST. LOUIS, MO, SALE OF LIFE INSURANCE PRODUCTS/APRIL 2010. 4 HOURS PER MONTH / 2 HOURS DURING TRADING HOURS. 2-Hart Wealth Management-Owner-April 2010-415 S. Sharon Amity Road A-2, Charlotte, NC, DBA for financial services activities-160 hours month/6.5 hours during trading day. 3- Own multiple rental properties since-12/2010. 2 hours during month/0 during trading hours. 4-Bowman Hart LLC - Partner - 415A S. Sharon Amity Rd. Charlotte, NC - April 2018 - LLC holds real estate for office and receives rental income. 1 hour during month/0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view John M Hart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2010 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 415-a S. Sharon Amity Road, Charlotte, NC 28211RIA
CRD#: 111872
CHARLOTTE, NC
Current
April 23, 2010 - Present
INVESTMENT PLANNERS, INC.
Office #1: 415-a S. Sharon Amity Road, Charlotte, NC 28211BD
CRD#: 18557
Charlotte, NC
Past
March 5, 2008 - April 13, 2010
OSAIC FS, INC.
RIA
CRD#: 3870
CHARLOTTE, NC
Past
December 6, 2007 - April 13, 2010
OSAIC FS, INC.
BD
CRD#: 3870
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(4/23/2010)
IAR
North Carolina(4/23/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
226 W. Eldorado, Decatur, IL 62522
Mailing Address
P.o. Box 170, Decatur, IL 62525-0170
Phone number
(217) 425-6340
Established
Firm type
Fiscal year end
# of Employees
73
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
