Prince A. Bryant
Professional summary
Prince Antonio Bryant, who also goes by Prince Antonio Bryant, Prince A Bryant, Prince Antoinio Bryant, Prince Bryant, is a registered financial professional currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Charlotte, North Carolina.
Prince is registered as a RR (Registered Representative) and started their career in finance in 2007. Prince has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Prince Antonio Bryant's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2021 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262April 20, 2017 - June 1, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2014 - January 2, 2015
NEW ENGLAND SECURITIES
February 20, 2014 - September 29, 2016
MSI FINANCIAL SERVICES, INC.
January 14, 2014 - July 5, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
March 14, 2013 - June 26, 2013
WTS PROPRIETARY TRADING GROUP LLC
July 10, 2012 - October 4, 2012
PRINCIPAL SECURITIES, INC.
July 2, 2012 - October 4, 2012
PRINCIPAL SECURITIES, INC.
September 19, 2011 - June 18, 2012
MORGAN STANLEY
June 21, 2011 - June 18, 2012
MORGAN STANLEY
July 7, 2010 - January 14, 2011
CAROLINA CAPITAL MARKETS, INC.
October 23, 2009 - July 6, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 23, 2007 - March 20, 2008
CAROLINA CAPITAL MARKETS, INC.
Primary Firm SEC Registration
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
