Wendy Chen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendy Chen was a registered financial professional .
Wendy is a previously registered financial professional and started their career in finance in 2007. Wendy had worked at 4 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2008 - January 20, 2010
JANE STREET TRADING, LLC
September 19, 2008 - October 3, 2012
JANE STREET MARKETS, LLC
September 19, 2008 - October 3, 2012
JANE STREET CAPITAL, LLC
July 17, 2007 - September 25, 2007
JANE STREET TRADING, LLC
July 17, 2007 - September 25, 2007
JANE STREET SPECIALISTS, LLC
July 17, 2007 - September 25, 2007
JANE STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/16/2010
Limited Representative-Equity Trader ExamCurrent Firm
JANE STREET TRADING, LLC
CRD#: 103790 / SEC#: , 8-52279
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET HOLDING | MEMBER | |
| GERSTEIN, MARC, ADAM | MANAGER | |
| EMMET, RICHARD STOCKTON | MANAGING DIRECTOR | 4712665 |
| GRANIERI, ROBERT ANTHONY | MANAGING DIRECTOR | |
| JENKINS, MICHAEL ANDREW | MANAGING DIRECTOR | |
| KRONEMER, BARRY JACOB | GENERAL COUNSEL/COMPLIANCE DIRECTOR | 1419206 |
| LEHOCZKY, SANDOR GRAHAM | MANAGING DIRECTOR | 3231898 |
| MINSKY, YARON MOSHE | MANAGING DIRECTOR | 5198091 |
| PROCTOR, DAVID ANTHONY | MANAGING DIRECTOR | 5053284 |
| REYNOLDS, TIMOTHY WILLIAM | MANAGING DIRECTOR | |
| SCHAAD, IAN RUSSELL | MANAGING DIRECTOR | 2568033 |
| TUCKER, EDWARD JOSEPH JR | FINOP | 1234430 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
