Daniel W. Nagle
Professional summary
Daniel W Nagle, who also goes by Daniel Nagle, is a registered financial professional currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL SECURITIES LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2009. Daniel has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel W Nagle's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2023 - Present
CITADEL SECURITIES INSTITUTIONAL LLC
Office #1: 425 Park Avenue, New York, NY 10022January 10, 2023 - Present
CITADEL SECURITIES LLC
Office #1: 425 Park Avenue, New York, NY 10022December 11, 2009 - September 29, 2022
GOLDMAN SACHS & CO. LLC
September 25, 2009 - December 10, 2009
UBS FINANCIAL SERVICES INC.
August 11, 2009 - December 10, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2023)
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(1/14/2023)
(1/10/2023)
(1/14/2023)
(1/14/2023)
(1/10/2023)
(1/14/2023)
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(1/14/2023)
(1/17/2023)
(1/14/2023)
(1/10/2023)
(1/14/2023)
(1/14/2023)
(1/14/2023)
(1/14/2023)
(11/26/2024)
(1/14/2023)
Exams
Series 99TO
Date: 1/10/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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