AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JP

Justin M. Polselli

MOELIS & COMPANY
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 5375623
JP
Justin M. PolselliMOELIS & COMPANY

Professional summary

Justin M. Polselli, who also goes by Polselli M. Justin M., Justin Polselli, is a registered financial professional currently at MOELIS & COMPANY LLC located in New York, New York.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2008. Justin has worked at 5 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 3 and Series 7 exams.

Aliases

Polselli M. Justin M. | Justin Polselli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin M. Polselli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2026 - Present

MOELIS & COMPANY LLC

Office #1: 399 Park Avenue 4th Floor, New York, NY 10022
BD
CRD#: 145115
NEW YORK, NY
Past

November 30, 2009 - February 17, 2011

JEFFERIES HIGH YIELD TRADING, LLC

BD
CRD#: 47363
STAMFORD, CT
Past

November 6, 2009 - July 30, 2026

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

August 4, 2009 - November 19, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
STAMFORD, CT
Past

July 1, 2009 - November 19, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
STAMFORD, CT
Past

October 28, 2008 - December 23, 2008

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/23/2026)
RR
Alaska
(7/23/2026)
RR
Arizona
(7/23/2026)
RR
Arkansas
(7/23/2026)
RR
California
(7/23/2026)
RR
Colorado
(7/23/2026)
RR
Connecticut
(7/23/2026)
RR
Delaware
(7/23/2026)
RR
District of Columbia
(7/23/2026)
RR
Florida
(7/23/2026)
RR
Georgia
(7/23/2026)
RR
Hawaii
(7/23/2026)
RR
Idaho
(7/23/2026)
RR
Illinois
(7/23/2026)
RR
Indiana
(7/23/2026)
RR
Iowa
(7/23/2026)
RR
Kansas
(7/23/2026)
RR
Kentucky
(7/23/2026)
RR
Louisiana
(7/23/2026)
RR
Maine
(7/23/2026)
RR
Maryland
(7/23/2026)
RR
Massachusetts
(7/23/2026)
RR
Michigan
(7/23/2026)
RR
Minnesota
(7/23/2026)
RR
Mississippi
(7/23/2026)
RR
Missouri
(7/23/2026)
RR
Montana
(7/23/2026)
RR
Nebraska
(7/23/2026)
RR
Nevada
(7/23/2026)
RR
New Hampshire
(7/23/2026)
RR
New Jersey
(7/23/2026)
RR
New Mexico
(7/23/2026)
RR
New York
(7/23/2026)
RR
North Dakota
(7/23/2026)
RR
Ohio
(7/23/2026)
RR
Oklahoma
(7/23/2026)
RR
Oregon
(7/23/2026)
RR
Pennsylvania
(7/23/2026)
RR
Puerto Rico
(7/23/2026)
RR
Rhode Island
(7/23/2026)
RR
South Carolina
(7/23/2026)
RR
South Dakota
(7/23/2026)
RR
Tennessee
(7/23/2026)
RR
Texas
(7/23/2026)
RR
Utah
(7/23/2026)
RR
Vermont
(7/23/2026)
RR
Virginia
(7/23/2026)
RR
Washington
(7/23/2026)
RR
West Virginia
(7/23/2026)
RR
Wisconsin
(7/23/2026)
RR
Wyoming
(7/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/25/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/3/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/9/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/27/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

M&
MOELIS & COMPANY LLC
MOELIS | MOELIS & COMPANY LLC | MOELIS & COMPANY

CRD#: 145115 / SEC#: , 8-67705

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information

Main Address
399 Park Avenue 4th Floor, New York, NY 10022
Mailing Address
399 Park Avenue 4th Floor, New York, NY 10022
Phone number
(212) 883-3800
Established
Delaware since 06/12/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MOELIS & COMPANY GROUP LPPARENT COMPANY
CALLESANO, CHRIS PETERCFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER4889259
MAHMOODZADEGAN, NAVID ALICHIEF EXECUTIVE OFFICER2609804
MOELIS, KENNETH DAVIDEXECUTIVE CHAIRMAN1015047
PILCHER CIAFONE, KATHERINE CELYCHIEF OPERATING OFFICER4573006
RAICH, JEFFREY ALANEXECUTIVE VICE CHAIRMAN2016620
WATANABE, OSAMU RICHARDCHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER2875185

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOELIS & COMPANY LLC

CRD#: 145115New York, NY 10022

TRUST BUT VERIFY

Monitor Justin Polselli

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Nicholas Wayne Rygiel
Nicholas RygielAdvisorCheck Check Mark
PROTOCOL WEALTH, LLC
IAR
RR
Havertown, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.