Brian Lynch

KATHMERE CAPITAL MANAGEMENT

Wayne, PA 19087

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CRD#: 5373972

Professional summary

Brian Lynch, CFP®, who also goes by Brian Michael Lynch, is a registered financial advisor currently at KATHMERE CAPITAL MANAGEMENT, LLC located in Wayne, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Wayne, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Michael Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Kathmere Capital Management; Investment Related; 435 Devon Park Drive, Suite 715, Wayne PA 19087; RIA; Senior Vice President; 09/2019; 40 hours a week, 30 trading hours a week; Financial Planning, wealth management. 2)Fixed Insurance; No; 435 Devon Park Drive, Suite 715, Wayne PA 19087; Fixed Insurance; Sole Proprietor; 04/2016; 5 hrs/week 3 trading hrs/week; fixed insurance needs of clients. 3) Lion Street; 515 congress ave, #2500, Austin TX 78701; insurance agency; agent; 2 hours/0 trading hours a month; star 12/2020; provide insurance advice

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lynch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

October 1, 2019 - Present

KATHMERE CAPITAL MANAGEMENT, LLC

Office #1: 435 Devon Park Drive Suite 715, Wayne, PA 19087

RIA

CRD#: 305118

Wayne, PA

Current

October 1, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 435 Devon Park Suite 715, Wayne, PA 19087

CRD#: 35747

Wayne, PA

Past

September 21, 2018 - October 9, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

KING OF PRUSSIA, PA

Past

May 3, 2016 - October 1, 2019

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

KING OF PRUSSIA, PA

Past

April 29, 2016 - October 9, 2019

LPL FINANCIAL LLC

CRD#: 6413

KING OF PRUSSIA, PA

Past

March 23, 2012 - May 13, 2016

MORGAN STANLEY

RIA

CRD#: 149777

MT. LAUREL, NJ

Past

March 23, 2012 - May 13, 2016

MORGAN STANLEY

CRD#: 149777

MT. LAUREL, NJ

Past

April 1, 2011 - April 2, 2012

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MT. LAUREL, NJ

Past

February 15, 2011 - April 2, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MT. LAUREL, NJ

Past

August 13, 2007 - January 25, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA

Registered Investment Advisory firm - (8/22/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/23/2024)

Delaware
(3/22/2024)

Florida
(10/1/2019)

Illinois
(3/22/2024)

Maine
(4/1/2024)

Maryland
(3/22/2024)

New Jersey
(10/1/2019)

North Carolina
(11/13/2024)

Pennsylvania
(10/1/2019)

IAR

Pennsylvania
(10/1/2019)

South Carolina
(3/22/2024)

Vermont
(3/22/2024)

Virginia
(3/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/30/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/29/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/11/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/10/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA

Registered Investment Advisory firm - (8/22/2019 Approved)

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Contact information

Main Address

435 Devon Park Drive Suite 715, Wayne, PA 19087

Mailing Address

Phone number

(610) 989-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KATHMERE CAPITAL MANAGEMENT ADV PART 2A 2022 (10/31/2025)

Regulatory assets under management

Total Number of Accounts	2,402
AUM (Assets Under Management)	$ 2,468,761,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lynch's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

KATHMERE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2011

Series 63

Date: 8/30/2007

SIE

Date: 10/1/2018

Series 31

Date: 4/29/2011

Series 7

Date: 3/11/2011

Series 6

Date: 8/10/2007

FINRA

Current Firm

KATHMERE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KATHMERE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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