Brent A. Niswander

CREDIT UNION INVESTMENT SERVICES

Raleigh, NC 27607

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CRD#: 5372846

Professional summary

Brent A Niswander, who also goes by Brent Alan Niswander, Brent Niswander, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Raleigh, North Carolina and SECU BROKERAGE SERVICES located in Raleigh, North Carolina.

Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brent has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Alan Niswander | Brent Niswander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 5/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: August, 2025. Title: Trust Rep. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 05/2023. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. Entity Name: NC Watchmaker Investment related: N Address: Spokane WA Nature of the other business: E-Commerce Position/Title/Relationship: Employee/ Contractor Start Date: 08/20/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Ecommerce business focused on the repair and sales of timepieces and miscellaneous items related to watchmaking. Nothing being sold or repaired is related to my role at Chase Bank and JPMC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent A Niswander's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2023 - Present

CREDIT UNION INVESTMENT SERVICES

Office #1: 2401 Blue Ridge Rd, Raleigh, NC 27607

RIA

CRD#: 144871

Raleigh, NC

Current

May 17, 2023 - Present

SECU BROKERAGE SERVICES

Office #1: 560 Centennial Pkwy, Raleigh, NC 27606Office #2: 2401 Blue Ridge Road, Raleigh, NC 27607

CRD#: 19616

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(5/17/2023)

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CREDIT UNION INVESTMENT SERVICES

CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.

CRD#: 144871 / SEC#:

North Carolina

Registered Investment Advisory firm - (9/5/2007 Approved)

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Contact information

Main Address

801 Hillsborough Street 3rd Floor, Raleigh, NC 27603

Mailing Address

Po Box 26807, Raleigh, NC 27611

Phone number

(800) 451-5467

Established

Firm type

Fiscal year end

# of Employees

258

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 110,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent A. Niswander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent A Niswander's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECU BROKERAGE SERVICES

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State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2008

Series 63

Date: 10/22/2007

SIE

Date: 10/1/2018

Series 7

Date: 1/30/2008

Series 6

Date: 8/21/2007

FINRA

Current Firm

CREDIT UNION INVESTMENT SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREDIT UNION INVESTMENT SERVICES

TRUST BUT VERIFY

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